First Allied Advisory Services’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

First Allied Advisory Services’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-21,549	Closed	-$149K	–	1543
2017 Q3	$149K	Buy	21,549 +1,680	+8%	+$11.8K	0.01%	1062
2017 Q2	$142K	Buy	19,869 +601	+3%	+$4.44K	0.01%	1083
2017 Q1	$143K	Sell	19,268 -4,954	-20%	-$37.3K	0.01%	1037
2016 Q4	$171K	Buy	24,222 +650	+3%	+$4.54K	0.01%	1021
2016 Q3	$164K	Buy	+23,572	New	+$160K	0.01%	967

Other funds holding FGB

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.27B AUM 18.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

First Allied Advisory Services's FGB Position: Q4 2017 in Review

First Allied Advisory Services sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q4 2017, closing a stake of 21,549 shares — an estimated $149K sold.

First Allied Advisory Services first reported a position in FGB in Q3 2016 and held it in 5 quarters. The position peaked at $171K in Q4 2016. 24 funds tracked by Wall St. Rank hold FGB as of Q4 2017.

First Allied Advisory Services reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q4 2017 after selling out during the quarter.
First Allied Advisory Services sold 21,549 First Trust Specialty Finance and Financial Opportunities Fund shares in Q4 2017, an estimated $149K.
First Allied Advisory Services first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q3 2016 and held it in 5 quarters.
First Allied Advisory Services's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $171K in Q4 2016.
24 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q4 2017.

Based on First Allied Advisory Services's 13F filing for Q4 2017, filed 8 Feb 2018.