Archford Capital Strategies’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Archford Capital Strategies’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-2,000	Closed	-$12K	–	323
2019 Q2	$12K	Hold	2,000	–	–	﹤0.01%	391
2019 Q1	$12K	Hold	2,000	–	–	﹤0.01%	376
2018 Q4	$10K	Hold	2,000	–	–	﹤0.01%	373
2018 Q3	$13K	Hold	2,000	–	–	﹤0.01%	400
2018 Q2	$12K	Hold	2,000	–	–	﹤0.01%	408
2018 Q1	$12K	Buy	+2,000	New	+$12.3K	0.01%	319

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 27.61% 1-Year Est. Return

QCIG

Quad-Cities Investment Group Davenport, Iowa $278M AUM 22.38% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

GLA

Good Life Advisors Reading, Pennsylvania $1.6B AUM 15.83% 1-Year Est. Return

SFC

SYM Financial Corp Winona Lake, Indiana $1.24B AUM 25.26% 1-Year Est. Return

Archford Capital Strategies's FGB Position: Q3 2019 in Review

Archford Capital Strategies sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2019, closing a stake of 2,000 shares — an estimated $12K sold.

Archford Capital Strategies first reported a position in FGB in Q1 2018 and held it in 6 quarters. The position peaked at $13K in Q3 2018. 22 funds tracked by Wall St. Rank hold FGB as of Q3 2019.

Archford Capital Strategies reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2019 after selling out during the quarter.
Archford Capital Strategies sold 2,000 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2019, an estimated $12K.
Archford Capital Strategies first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q1 2018 and held it in 6 quarters.
Archford Capital Strategies's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $13K in Q3 2018.
22 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2019.

Based on Archford Capital Strategies's 13F filing for Q3 2019, filed 23 Oct 2019.