FNY Investment Advisers’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

FNY Investment Advisers’s Portfolio FGB Stock Details FGB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-23,180	Closed	-$92K	–	638
2021 Q3	$92K	Sell	23,180 -10,812	-32%	-$44.3K	0.04%	246
2021 Q2	$137K	Sell	33,992 -11,719	-26%	-$48.8K	0.05%	237
2021 Q1	$182K	Sell	45,711 -14,589	-24%	-$53.1K	0.07%	202
2020 Q4	$188K	Buy	+60,300	New	+$175K	0.05%	211
2020 Q1	–	Sell	-12,472	Closed	-$74K	–	566
2019 Q4	$74K	Buy	+12,472	New	+$76K	0.02%	409

Other funds holding FGB

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FHA

Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return

NRW

Nova R Wealth Overland Park, Kansas $343M AUM 17.7% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $11.4B AUM 5.66% 1-Year Est. Return

FNY Investment Advisers's FGB Position: Q4 2021 in Review

FNY Investment Advisers sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q4 2021, closing a stake of 23,180 shares — an estimated $92K sold.

FNY Investment Advisers first reported a position in FGB in Q4 2019 and held it in 5 quarters. The position peaked at $188K in Q4 2020. 29 funds tracked by Wall St. Rank hold FGB as of Q4 2021.

FNY Investment Advisers reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 23,180 First Trust Specialty Finance and Financial Opportunities Fund shares in Q4 2021, an estimated $92K.
FNY Investment Advisers first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q4 2019 and held it in 5 quarters.
FNY Investment Advisers's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $188K in Q4 2020.
29 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.