UB
FGB

UMB Bank’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

UMB Bank’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2022
Q3 		– Sell
-1,930
Closed -$6K – 1820
2022
Q2 		$6K Buy
+1,930
New +$7.13K ﹤0.01% 1530
2018
Q2 		– Sell
-22,500
Closed -$135K – 339
2018
Q1 		$135K Buy
+22,500
New +$138K ﹤0.01% 325

Other funds holding FGB

LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
FHA
Flagship Harbor Advisors Boston, Massachusetts $2.61B AUM 23.21% 1-Year Est. Return
SFC
SYM Financial Corp Winona Lake, Indiana $1B AUM 22.21% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

UMB Bank's FGB Position: Q3 2022 in Review

UMB Bank sold out of First Trust Specialty Finance and Financial Opportunities Fund (FGB) in Q3 2022, closing a stake of 1,930 shares — an estimated $6K sold.

UMB Bank first reported a position in FGB in Q1 2018 and held it in 2 quarters. The position peaked at $135K in Q1 2018. 29 funds tracked by Wall St. Rank hold FGB as of Q3 2022.

  • UMB Bank reported no remaining First Trust Specialty Finance and Financial Opportunities Fund position as of Q3 2022 after selling out during the quarter.
  • UMB Bank sold 1,930 First Trust Specialty Finance and Financial Opportunities Fund shares in Q3 2022, an estimated $6K.
  • UMB Bank first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q1 2018 and held it in 2 quarters.
  • UMB Bank's First Trust Specialty Finance and Financial Opportunities Fund position peaked at $135K in Q1 2018.
  • 29 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q3 2022.

Based on UMB Bank's 13F filing for Q3 2022, filed 13 Oct 2022.