B
FGB

Baird’s First Trust Specialty Finance and Financial Opportunities Fund FGB Stock Holding History

Baird’s Portfolio FGB Stock Details FGB Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2015
Q1 		$1.3M Buy
172,525
+8,231
+5% +$62K 0.01% 679
2014
Q4 		$1.29M Buy
164,294
+52,688
+47% +$422K 0.01% 670
2014
Q3 		$933K Buy
+111,606
New +$935K 0.01% 679

Other funds holding FGB

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
AA
Apriem Advisors Irvine, California $1.05B AUM 22.09% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Baird's FGB Position: Q1 2015 in Review

Baird increased its First Trust Specialty Finance and Financial Opportunities Fund (FGB) stake by 5% in Q1 2015, buying an estimated $62K and bringing the position to 172,525 shares worth $1.3M. The position accounts for 0.01% of the portfolio, ranked #679.

Baird first reported a position in FGB in Q3 2014 and has held it in 3 quarters since. 15 funds tracked by Wall St. Rank hold FGB as of Q1 2015.

  • Baird held 172,525 shares of First Trust Specialty Finance and Financial Opportunities Fund worth $1.3M as of Q1 2015.
  • Baird bought 8,231 First Trust Specialty Finance and Financial Opportunities Fund shares in Q1 2015, an estimated $62K.
  • First Trust Specialty Finance and Financial Opportunities Fund made up 0.01% of Baird's portfolio in Q1 2015, its #679 holding.
  • Baird first reported a position in First Trust Specialty Finance and Financial Opportunities Fund in Q3 2014 and has held it in 3 quarters since.
  • 15 funds tracked by Wall St. Rank held First Trust Specialty Finance and Financial Opportunities Fund as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.