SNC
GDL

Stifel Nicolaus & Co’s GDL Fund GDL Stock Holding History

Stifel Nicolaus & Co’s Portfolio GDL Stock Details GDL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$198K Buy
17,515
+2,606
+17% +$29.8K ﹤0.01% 1375
2013
Q2 		$171K Buy
+14,909
New +$174K ﹤0.01% 1299

Other funds holding GDL

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
GI
GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return
GPC
Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Deutsche Bank
Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return
DT
Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Stifel Nicolaus & Co's GDL Position: Q3 2013 in Review

Stifel Nicolaus & Co increased its GDL Fund (GDL) stake by 17% in Q3 2013, buying an estimated $29.8K and bringing the position to 17,515 shares worth $198K. The position accounts for ﹤0.01% of the portfolio, ranked #1375.

Stifel Nicolaus & Co first reported a position in GDL in Q2 2013 and has held it in 2 quarters since. 40 funds tracked by Wall St. Rank hold GDL as of Q3 2013.

  • Stifel Nicolaus & Co held 17,515 shares of GDL Fund worth $198K as of Q3 2013.
  • Stifel Nicolaus & Co bought 2,606 GDL Fund shares in Q3 2013, an estimated $29.8K.
  • GDL Fund made up ﹤0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #1375 holding.
  • Stifel Nicolaus & Co first reported a position in GDL Fund in Q2 2013 and has held it in 2 quarters since.
  • 40 funds tracked by Wall St. Rank held GDL Fund as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.