GDL

GDL Fund
GDL

Overview Fund Activity

41 hedge funds and large institutions have $96.5M invested in GDL Fund in 2013 Q2 according to their latest regulatory filings, with 41 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
41
Holders Change
+41
Holders Change %
–
% of All Funds
1.34%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
41
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$34.1M
2
GI
2
GAMCO Investors
Connecticut
$15.3M
3
GPC
3
Glacier Peak Capital
Washington
$9.56M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.26M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$5.92M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$34.1M 2,996,368 +2,996,368 New
GI
2
GAMCO Investors
Connecticut
$15.3M 1,333,795 +1,333,795 New
GPC
3
Glacier Peak Capital
Washington
$9.56M 835,875 +835,875 New
Morgan Stanley
4
Morgan Stanley
New York
$6.26M 546,958 +546,958 New
PAIM
5
Punch & Associates Investment Management
Minnesota
$5.92M 517,059 +517,059 New
AAM
6
Advisors Asset Management
Colorado
$5.58M 489,671 +489,671 New
RCM
7
Rivernorth Capital Management
Florida
$3.91M 341,452 +341,452 New
Bank of America
8
Bank of America
North Carolina
$2.08M 182,085 +182,085 New
DT
9
Diversified Trust
Tennessee
$1.98M 173,410 +173,410 New
Deutsche Bank
10
Deutsche Bank
Germany
$1.58M 138,000 +138,000 New
1CP
11
1607 Capital Partners
Virginia
$1.34M 117,058 +117,058 New
GC
12
Guggenheim Capital
Illinois
$991K 86,956 +86,956 New
U
13
UBS
Switzerland
$950K 82,980 +82,980 New
PPA
14
Parametric Portfolio Associates
Washington
$948K 82,853 +82,853 New
Wells Fargo
15
Wells Fargo
California
$663K 57,883 +57,883 New
AA
16
Ancora Advisors
Ohio
$603K 52,715 +52,715 New
ST
17
Sentinel Trust
Texas
$600K 52,470 +52,470 New
CS
18
Credit Suisse
Switzerland
$598K 52,284 +52,284 New
DA
19
Doliver Advisors
Texas
$587K 51,291 +51,291 New
RJA
20
Raymond James & Associates
Florida
$452K 39,515 +39,515 New
LPL Financial
21
LPL Financial
California
$406K 35,500 +35,500 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$404K 35,096 +35,096 New
RVP
23
Relative Value Partners
Illinois
$314K 27,485 +27,485 New
VAM
24
Visium Asset Management
New York
$255K 22,233 +22,233 New
SCM
25
Summit Capital Management
Washington
$249K 21,753 +21,753 New
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