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GDL

GDL Fund

43 hedge funds and large institutions have $82.7M invested in GDL Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

2% more funds holding

Funds holding: 4243 (+1)

0.22% more ownership

Funds ownership: 41.47%41.69% (+0.22%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

3% less capital invested

Capital invested by funds: $85.5M → $82.7M (-$2.78M)

33% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 15

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
3
Increased
10
Reduced
15
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$22.4M -$223K -22,116 -1%
GI
2
GAMCO Investors
Connecticut
$15.6M +$236K +23,336 +1%
GPC
3
Glacier Peak Capital
Washington
$7.61M +$129K +12,733 +2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.33M +$304K +30,129 +6%
RCM
5
Rivernorth Capital Management
Florida
$3.79M +$70.4K +6,975 +2%
CA
6
Cornerstone Advisors
North Carolina
$2.91M
AAM
7
Advisors Asset Management
Colorado
$2.63M +$2.7M +267,962 New
Morgan Stanley
8
Morgan Stanley
New York
$2.47M -$1.56M -154,620 -38%
FIMG
9
Financial & Investment Management Group
Michigan
$2.38M -$43K -4,257 -2%
1CP
10
1607 Capital Partners
Virginia
$2.24M -$32.8K -3,252 -1%
RJA
11
Raymond James & Associates
Florida
$2.21M -$191K -18,927 -8%
Bank of America
12
Bank of America
North Carolina
$2M -$163K -16,168 -7%
GC
13
Guggenheim Capital
Illinois
$1.8M -$274K -27,173 -13%
AA
14
Ancora Advisors
Ohio
$1.54M -$482K -47,775 -23%
Deutsche Bank
15
Deutsche Bank
Germany
$1.3M -$19.2K -1,900 -1%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$1M +$1.03M +102,248 New
SCM
17
Summit Capital Management
Washington
$834K -$147K -14,519 -15%
CL
18
CSS LLC
Illinois
$804K
BI
19
Bulldog Investors
New Jersey
$639K +$19.7K +1,951 +3%
CAS
20
Cue Advisory Services
Arizona
$410K -$150K -14,825 -26%
Wells Fargo
21
Wells Fargo
California
$389K +$10.9K +1,078 +3%
MFS
22
MSI Financial Services
Massachusetts
$352K +$2.96K +293 +0.8%
RTS
23
Round Table Services
New Jersey
$336K
WS
24
Wedbush Securities
California
$333K +$15.6K +1,547 +5%
CS
25
Credit Suisse
Switzerland
$254K

GDL Hedge Fund Activity: Q3 2015 in Review

43 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q3 2015, worth a combined $82.7M — down 3.2% from $85.5M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new GDL positions and 2 closed out — a net gain of 1 holder — while 10 added to existing stakes and 15 trimmed.

The largest buyer was Advisors Asset Management, opening a new position worth an estimated $2.7M. The largest seller was Morgan Stanley, cutting an estimated $1.56M.

  • 43 institutional investors held GDL Fund (GDL) as of Q3 2015, up from 42 in Q2 2015.
  • Funds reported $82.7M of GDL Fund stock for Q3 2015, down 3.2% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q3 2015 and 2 closed out, a net change of +1 holder.
  • The largest GDL Fund buyer in Q3 2015 was Advisors Asset Management, an estimated $2.7M added.
  • The largest GDL Fund seller in Q3 2015 was Morgan Stanley, an estimated $1.56M sold.

Based on aggregated 13F filings for Q3 2015.