GDL

GDL Fund
GDL

Overview Fund Activity

43 hedge funds and large institutions have $82.7M invested in GDL Fund in 2015 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 10 increasing their positions, 15 reducing their positions, and 2 closing their positions.

Holders
43
Holders Change
+1
Holders Change %
+2.38%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
10
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$2.63M
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$1M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$5.33M
4
GI
4
GAMCO Investors
Connecticut
$15.6M
5
GPC
5
Glacier Peak Capital
Washington
$7.61M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$2.47M
2
AA
2
Ancora Advisors
Ohio
$1.54M
3
ST
3
Sentinel Trust
Texas
$0
4
DA
4
Doliver Advisors
Texas
$171K
5
GC
5
Guggenheim Capital
Illinois
$1.8M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$22.4M 2,276,030 -22,116 -1%
GI
2
GAMCO Investors
Connecticut
$15.6M 1,595,018 +23,336 +1%
GPC
3
Glacier Peak Capital
Washington
$7.61M 776,857 +12,733 +2%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.33M 543,977 +30,129 +6%
RCM
5
Rivernorth Capital Management
Florida
$3.79M 386,464 +6,975 +2%
CA
6
Cornerstone Advisors
North Carolina
$2.91M 296,130 – –
AAM
7
Advisors Asset Management
Colorado
$2.63M 267,962 +267,962 New
Morgan Stanley
8
Morgan Stanley
New York
$2.47M 251,779 -154,620 -38%
FIMG
9
Financial & Investment Management Group
Michigan
$2.38M 242,717 -4,257 -2%
1CP
10
1607 Capital Partners
Virginia
$2.24M 228,667 -3,252 -1%
RJA
11
Raymond James & Associates
Florida
$2.21M 225,320 -18,927 -8%
Bank of America
12
Bank of America
North Carolina
$2M 204,355 -16,168 -7%
GC
13
Guggenheim Capital
Illinois
$1.8M 182,981 -27,173 -13%
AA
14
Ancora Advisors
Ohio
$1.54M 157,150 -47,775 -23%
Deutsche Bank
15
Deutsche Bank
Germany
$1.3M 132,400 -1,900 -1%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$1M 102,248 +102,248 New
SCM
17
Summit Capital Management
Washington
$834K 85,138 -14,519 -15%
CL
18
CSS LLC
Illinois
$804K 82,013 – –
BI
19
Bulldog Investors
New Jersey
$639K 65,202 +1,951 +3%
CAS
20
Cue Advisory Services
Arizona
$410K 41,880 -14,825 -26%
Wells Fargo
21
Wells Fargo
California
$389K 39,748 +1,078 +3%
MFS
22
MSI Financial Services
Massachusetts
$352K 35,903 +293 +0.8%
RTS
23
Round Table Services
New Jersey
$336K 34,300 – –
WS
24
Wedbush Securities
California
$333K 33,950 +1,547 +5%
CS
25
Credit Suisse
Switzerland
$254K 25,914 – –
1
2