GDL

GDL Fund
GDL

Overview Fund Activity

36 hedge funds and large institutions have $71.8M invested in GDL Fund in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
36
Holders Change
-4
Holders Change %
-10%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
12
Reduced
14
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.3M
2
GI
2
GAMCO Investors
Connecticut
$3.31M
3
9WM
3
9258 Wealth Management
Ohio
$451K
4
RVPG
4
Relative Value Partners Group
$10.2M
5
Stifel Financial
5
Stifel Financial
Missouri
$290K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$10.1M
2
AAM
2
Advisors Asset Management
Colorado
$0
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
GC
4
Guggenheim Capital
Illinois
$148K
5
FIMG
5
Financial & Investment Management Group
Michigan
$2.89M
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.3M 1,669,541 +929,025 +125%
RVPG
2
Relative Value Partners Group
$10.2M 1,109,573 +48,130 +5%
Lazard Asset Management
3
Lazard Asset Management
New York
$10.1M 1,096,533 -192,271 -15%
RJA
4
Raymond James & Associates
Florida
$8.21M 895,005 -3,904 -0.4%
MC
5
Matisse Capital
Oregon
$4.23M 461,464 -18,580 -4%
CA
6
Cornerstone Advisors
North Carolina
$3.93M 428,172 -5,056 -1%
GI
7
GAMCO Investors
Connecticut
$3.31M 360,806 +58,925 +20%
FIMG
8
Financial & Investment Management Group
Michigan
$2.89M 314,726 -49,792 -14%
Bank of America
9
Bank of America
North Carolina
$2.53M 275,923 -42,095 -13%
Morgan Stanley
10
Morgan Stanley
New York
$2.39M 260,359 +15,781 +6%
AA
11
Ancora Advisors
Ohio
$2.03M 221,611 -21,609 -9%
ZA
12
Zazove Associates
Nevada
$1.4M 153,142 +16,400 +12%
CL
13
CSS LLC
Illinois
$889K 96,975 +1,000 +1%
Wells Fargo
14
Wells Fargo
California
$803K 87,578 +8,156 +10%
GPC
15
Glacier Peak Capital
Washington
$631K 68,845 +7,961 +13%
HK
16
Horizon Kinetics
New York
$545K 59,485 -206 -0.3%
9WM
17
9258 Wealth Management
Ohio
$451K 49,143 +49,143 New
MAM
18
Marquette Asset Management
Minnesota
$335K 36,568 -19,474 -35%
Stifel Financial
19
Stifel Financial
Missouri
$290K 31,718 +31,718 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$239K 26,084 +3,221 +14%
6M
21
6 Meridian
Kansas
$198K 21,595 -6,708 -24%
CCP
22
Cardan Capital Partners
Colorado
$189K 20,625 +20,625 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$153K 16,689 +500 +3%
GC
24
Guggenheim Capital
Illinois
$148K 16,104 -62,113 -79%
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$122K 13,259 +13,259 New
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