GDL

GDL Fund
GDL

Overview Fund Activity

38 hedge funds and large institutions have $88.9M invested in GDL Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
38
Holders Change
-3
Holders Change %
-7.32%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
14
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.89M
2
GC
2
Guggenheim Capital
Illinois
$3.39M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$7.13M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.45M
5
AA
5
Ancora Advisors
Ohio
$984K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$30.6M
2
GPC
2
Glacier Peak Capital
Washington
$9.36M
3
TC
3
TFS Capital
Pennsylvania
$208K
4
AAM
4
Advisors Asset Management
Colorado
$0
5
SG Americas Securities
5
SG Americas Securities
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$30.6M 2,775,534 -444,710 -14%
GI
2
GAMCO Investors
Connecticut
$16.2M 1,466,810 +39,773 +3%
GPC
3
Glacier Peak Capital
Washington
$9.36M 848,597 -233,292 -22%
PAIM
4
Punch & Associates Investment Management
Minnesota
$7.13M 646,483 +52,712 +9%
Morgan Stanley
5
Morgan Stanley
New York
$6.45M 584,644 +48,166 +9%
GC
6
Guggenheim Capital
Illinois
$3.39M 307,463 +103,951 +51%
Bank of America
7
Bank of America
North Carolina
$2.48M 224,574 +25,853 +13%
RJA
8
Raymond James & Associates
Florida
$1.89M 171,225 +121,184 +242%
Deutsche Bank
9
Deutsche Bank
Germany
$1.49M 135,500 -2,500 -2%
DA
10
Doliver Advisors
Texas
$1.44M 130,627 +36,492 +39%
1CP
11
1607 Capital Partners
Virginia
$1.29M 116,758 – –
AA
12
Ancora Advisors
Ohio
$984K 89,204 +46,204 +107%
CL
13
CSS LLC
Illinois
$698K 63,307 – –
ST
14
Sentinel Trust
Texas
$579K 52,470 – –
RCM
15
Rivernorth Capital Management
Florida
$565K 51,213 – –
SCM
16
Summit Capital Management
Washington
$536K 48,608 +15,655 +48%
CS
17
Credit Suisse
Switzerland
$533K 48,339 -4,837 -9%
MFS
18
MSI Financial Services
Massachusetts
$503K 45,628 +36,432 +396%
LPL Financial
19
LPL Financial
California
$480K 43,508 +9,837 +29%
Wells Fargo
20
Wells Fargo
California
$471K 42,711 -2,288 -5%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$354K 32,081 +590 +2%
RVP
22
Relative Value Partners
Illinois
$303K 27,485 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$223K 20,211 +3,473 +21%
TC
24
TFS Capital
Pennsylvania
$208K 18,860 -43,033 -70%
U
25
UBS
Switzerland
$208K 18,843 +9,150 +94%
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