GDL

GDL Fund
GDL

Overview Fund Activity

38 hedge funds and large institutions have $90.8M invested in GDL Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.86%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
12
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
Relative Value Partners Group
$29.3M
2
CA
Cornerstone Advisors
North Carolina
$2.39M
3
Morgan Stanley
Morgan Stanley
New York
$2.55M
4
Wells Fargo
Wells Fargo
California
$799K
5
Bank of America
Bank of America
North Carolina
$2.87M

Top Sellers

1
GCIA
Gabelli & Co Investment Advisers
New York
$6.98M
2
GPC
Glacier Peak Capital
Washington
$4.05M
3
AAM
Advisors Asset Management
Colorado
$3.64M
4
HK
Horizon Kinetics
New York
$2.28M
5
ICM
Ionic Capital Management
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$29.3M +$1.27M +130,599 +5%
Lazard Asset Management
2
Lazard Asset Management
New York
$12.7M -$395K -40,600 -3%
RJA
3
Raymond James & Associates
Florida
$7.4M -$777K -79,821 -10%
GCIA
4
Gabelli & Co Investment Advisers
New York
$6.98M -$7.71M -792,861 -53%
GPC
5
Glacier Peak Capital
Washington
$4.05M -$3.7M -362,506 -48%
AAM
6
Advisors Asset Management
Colorado
$3.64M -$1.85M -190,597 -34%
FIMG
7
Financial & Investment Management Group
Michigan
$3.45M -$87.6K -9,003 -2%
MC
8
Matisse Capital
Oregon
$3.32M -$2.64K -271 -0.1%
GI
9
GAMCO Investors
Connecticut
$2.95M +$22.9K +2,357 +0.8%
Bank of America
10
Bank of America
North Carolina
$2.87M +$295K +30,292 +11%
Morgan Stanley
11
Morgan Stanley
New York
$2.55M +$467K +48,018 +22%
CA
12
Cornerstone Advisors
North Carolina
$2.39M +$760K +78,155 +47%
HK
13
Horizon Kinetics
New York
$2.28M -$1.16M -119,277 -34%
AA
14
Ancora Advisors
Ohio
$1.65M – – –
ZA
15
Zazove Associates
Nevada
$1.07M – – –
CL
16
CSS LLC
Illinois
$892K – – –
Wells Fargo
17
Wells Fargo
California
$799K +$415K +42,661 +108%
GC
18
Guggenheim Capital
Illinois
$405K -$24K -2,468 -6%
6M
19
6 Meridian
Kansas
$377K +$377K +38,712 New
DA
20
Doliver Advisors
Texas
$337K +$23.9K +2,458 +8%
OTC
21
Opera Trading Capital
France
$270K – – –
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$192K +$192K +19,728 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$182K +$5.07K +521 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$146K -$21.4K -2,200 -13%
BI
25
Bulldog Investors
New Jersey
$112K -$145K -15,000 -56%
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