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GDL

GDL Fund

38 hedge funds and large institutions have $90.8M invested in GDL Fund in 2017 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

3% more funds holding

Funds holding: 3738 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

8% less repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 13

7.64% less ownership

Funds ownership: 59.19%51.55% (-7.6%)

17% less capital invested

Capital invested by funds: $109M → $90.8M (-$18.3M)

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.86%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
12
Reduced
13
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$29.3M +$1.31M +130,599 +5%
Lazard Asset Management
2
Lazard Asset Management
New York
$12.7M -$406K -40,600 -3%
RJA
3
Raymond James & Associates
Florida
$7.4M -$798K -79,821 -10%
GCIA
4
Gabelli & Co Investment Advisers
New York
$6.98M -$7.93M -792,861 -53%
GPC
5
Glacier Peak Capital
Washington
$4.05M -$3.63M -362,506 -48%
AAM
6
Advisors Asset Management
Colorado
$3.64M -$1.91M -190,597 -34%
FIMG
7
Financial & Investment Management Group
Michigan
$3.45M -$90K -9,003 -2%
MC
8
Matisse Capital
Oregon
$3.32M -$2.71K -271 -0.1%
GI
9
GAMCO Investors
Connecticut
$2.95M +$23.6K +2,357 +0.8%
Bank of America
10
Bank of America
North Carolina
$2.87M +$303K +30,292 +11%
Morgan Stanley
11
Morgan Stanley
New York
$2.55M +$480K +48,018 +22%
CA
12
Cornerstone Advisors
North Carolina
$2.39M +$782K +78,155 +47%
HK
13
Horizon Kinetics
New York
$2.28M -$1.19M -119,277 -34%
AA
14
Ancora Advisors
Ohio
$1.65M
ZA
15
Zazove Associates
Nevada
$1.07M
CL
16
CSS LLC
Illinois
$892K
Wells Fargo
17
Wells Fargo
California
$799K +$427K +42,661 +108%
GC
18
Guggenheim Capital
Illinois
$405K -$24.7K -2,468 -6%
6M
19
6 Meridian
Kansas
$377K +$387K +38,712 New
DA
20
Doliver Advisors
Texas
$337K +$24.6K +2,458 +8%
OTC
21
Opera Trading Capital
France
$270K
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$192K +$197K +19,728 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$182K +$5.21K +521 +3%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$146K -$22K -2,200 -13%
BI
25
Bulldog Investors
New Jersey
$112K -$150K -15,000 -56%

GDL Hedge Fund Activity: Q4 2017 in Review

38 of the 4,410 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2017, worth a combined $90.8M — down 17% from $109M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new GDL positions and 4 closed out — a net gain of 1 holder — while 12 added to existing stakes and 13 trimmed.

The largest buyer was Relative Value Partners Group, adding an estimated $1.31M. The largest seller was Gabelli & Co Investment Advisers, cutting an estimated $7.93M.

  • 38 institutional investors held GDL Fund (GDL) as of Q4 2017, up from 37 in Q3 2017.
  • Funds reported $90.8M of GDL Fund stock for Q4 2017, down 17% quarter-over-quarter.
  • 5 funds opened new GDL Fund positions in Q4 2017 and 4 closed out, a net change of +1 holder.
  • The largest GDL Fund buyer in Q4 2017 was Relative Value Partners Group, an estimated $1.31M added.
  • The largest GDL Fund seller in Q4 2017 was Gabelli & Co Investment Advisers, an estimated $7.93M sold.

Based on aggregated 13F filings for Q4 2017.