GDL

GDL Fund
GDL

Overview Fund Activity

47 hedge funds and large institutions have $87.5M invested in GDL Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
47
Holders Change
-1
Holders Change %
-2.08%
% of All Funds
1.26%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
3
Increased
18
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.87M
2
MC
2
Matisse Capital
Oregon
$5.86M
3
FIMG
3
Financial & Investment Management Group
Michigan
$2.43M
4
AAM
4
Advisors Asset Management
Colorado
$11.2M
5
GPC
5
Glacier Peak Capital
Washington
$6.21M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$0
2
Deutsche Bank
2
Deutsche Bank
Germany
$40K
3
1CP
3
1607 Capital Partners
Virginia
$858K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.42M
5
Lazard Asset Management
5
Lazard Asset Management
New York
$18.8M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$18.8M 1,887,459 -34,989 -2%
GCIA
2
Gabelli & Co Investment Advisers
New York
$14.1M 1,418,091 +22,341 +2%
AAM
3
Advisors Asset Management
Colorado
$11.2M 1,127,656 +54,107 +5%
GPC
4
Glacier Peak Capital
Washington
$6.21M 866,366 +54,123 +7%
MC
5
Matisse Capital
Oregon
$5.86M 588,800 +141,600 +32%
RJA
6
Raymond James & Associates
Florida
$4.87M 488,978 +231,771 +90%
RCM
7
Rivernorth Capital Management
Florida
$3.82M 383,472 -2,992 -0.8%
GI
8
GAMCO Investors
Connecticut
$2.76M 277,710 +1,691 +0.6%
Bank of America
9
Bank of America
North Carolina
$2.7M 271,056 +8,177 +3%
CA
10
Cornerstone Advisors
North Carolina
$2.64M 265,518 – –
FIMG
11
Financial & Investment Management Group
Michigan
$2.43M 244,558 +63,045 +35%
AA
12
Ancora Advisors
Ohio
$2.08M 209,141 +14,000 +7%
Morgan Stanley
13
Morgan Stanley
New York
$1.42M 143,101 -40,747 -22%
CL
14
CSS LLC
Illinois
$883K 88,759 +1,405 +2%
1CP
15
1607 Capital Partners
Virginia
$858K 86,278 -83,329 -49%
HK
16
Horizon Kinetics
New York
$752K 75,610 -29,201 -28%
GC
17
Guggenheim Capital
Illinois
$562K 56,433 -91 -0.2%
Citigroup
18
Citigroup
New York
$476K 47,848 +8,820 +23%
WS
19
Wedbush Securities
California
$457K 45,977 -9,366 -17%
Wells Fargo
20
Wells Fargo
California
$415K 41,705 -3,453 -8%
VKH
21
Virtu KCG Holdings
New York
$361K 36,323 +36,323 New
ST
22
Sentinel Trust
Texas
$345K 34,671 – –
RTS
23
Round Table Services
New Jersey
$341K 34,300 – –
MFS
24
MSI Financial Services
Massachusetts
$312K 31,319 -716 -2%
DA
25
Doliver Advisors
Texas
$312K 31,329 +6,036 +24%
1
2 3