GDL

GDL Fund
GDL

Overview Fund Activity

39 hedge funds and large institutions have $111M invested in GDL Fund in 2017 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 6 closing their positions.

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
14
Reduced
11
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$25.3M
2
RJA
2
Raymond James & Associates
Florida
$8.64M
3
Morgan Stanley
3
Morgan Stanley
New York
$2.46M
4
ICM
4
Ionic Capital Management
New York
$954K
5
OTC
5
Opera Trading Capital
France
$285K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$7.6M
2
RCM
2
Rivernorth Capital Management
Florida
$1.39M
3
MC
3
Matisse Capital
Oregon
$3.82M
4
GPC
4
Glacier Peak Capital
Washington
$8.77M
5
CA
5
Cornerstone Advisors
North Carolina
$2.43M
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$25.3M 2,463,950 +2,436,465 +8,865%
GCIA
2
Gabelli & Co Investment Advisers
New York
$15.3M 1,486,993 +22,624 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$13.8M 1,347,281 – –
GPC
4
Glacier Peak Capital
Washington
$8.77M 854,273 -99,040 -10%
RJA
5
Raymond James & Associates
Florida
$8.64M 842,329 +147,747 +21%
AAM
6
Advisors Asset Management
Colorado
$7.6M 740,784 -283,713 -28%
MC
7
Matisse Capital
Oregon
$3.82M 372,644 -196,456 -35%
FIMG
8
Financial & Investment Management Group
Michigan
$3.81M 371,255 +17,479 +5%
HK
9
Horizon Kinetics
New York
$3.16M 307,527 +14,471 +5%
GI
10
GAMCO Investors
Connecticut
$2.99M 291,624 +3,151 +1%
Bank of America
11
Bank of America
North Carolina
$2.8M 272,794 +3,941 +1%
Morgan Stanley
12
Morgan Stanley
New York
$2.46M 239,922 +105,070 +78%
CA
13
Cornerstone Advisors
North Carolina
$2.43M 236,927 -87,579 -27%
AA
14
Ancora Advisors
Ohio
$1.73M 169,020 – –
RCM
15
Rivernorth Capital Management
Florida
$1.39M 135,242 -250,030 -65%
ZA
16
Zazove Associates
Nevada
$1.13M 110,269 – –
ICM
17
Ionic Capital Management
New York
$954K 92,997 +92,997 New
CL
18
CSS LLC
Illinois
$941K 91,669 – –
GC
19
Guggenheim Capital
Illinois
$862K 84,021 +7,493 +10%
WS
20
Wedbush Securities
California
$499K 48,629 +4,810 +11%
Wells Fargo
21
Wells Fargo
California
$455K 44,375 -5,536 -11%
DA
22
Doliver Advisors
Texas
$400K 38,943 -2,400 -6%
MAM
23
Marquette Asset Management
Minnesota
$368K 35,912 +3,109 +9%
OTC
24
Opera Trading Capital
France
$285K 27,740 +27,740 New
BI
25
Bulldog Investors
New Jersey
$272K 26,554 – –
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