GDL

GDL Fund
GDL

Overview Fund Activity

45 hedge funds and large institutions have $85.8M invested in GDL Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 22 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
45
Holders Change
-2
Holders Change %
-4.26%
% of All Funds
1.13%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
3
Increased
22
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GPC
1
Glacier Peak Capital
Washington
$9.42M
2
FIMG
2
Financial & Investment Management Group
Michigan
$3.29M
3
ZA
3
Zazove Associates
Nevada
$1.09M
4
CA
4
Cornerstone Advisors
North Carolina
$3.19M
5
ST
5
Sentinel Trust
Texas
$798K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$13.4M
2
AAM
2
Advisors Asset Management
Colorado
$10.2M
3
VKH
3
Virtu KCG Holdings
New York
$0
4
Bank of America
4
Bank of America
North Carolina
$2.42M
5
AA
5
Ancora Advisors
Ohio
$1.82M
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$14M 1,418,091 – –
Lazard Asset Management
2
Lazard Asset Management
New York
$13.4M 1,366,781 -520,678 -28%
AAM
3
Advisors Asset Management
Colorado
$10.2M 1,037,639 -90,017 -8%
GPC
4
Glacier Peak Capital
Washington
$9.42M 957,212 +90,846 +10%
MC
5
Matisse Capital
Oregon
$5.96M 606,000 +17,200 +3%
RJA
6
Raymond James & Associates
Florida
$4.83M 490,767 +1,789 +0.4%
RCM
7
Rivernorth Capital Management
Florida
$3.79M 385,272 +1,800 +0.5%
FIMG
8
Financial & Investment Management Group
Michigan
$3.29M 334,492 +89,934 +37%
CA
9
Cornerstone Advisors
North Carolina
$3.19M 324,506 +58,988 +22%
GI
10
GAMCO Investors
Connecticut
$2.76M 280,185 +2,475 +0.9%
Bank of America
11
Bank of America
North Carolina
$2.42M 245,562 -25,494 -9%
AA
12
Ancora Advisors
Ohio
$1.82M 184,905 -24,236 -12%
Morgan Stanley
13
Morgan Stanley
New York
$1.2M 121,360 -21,741 -15%
ZA
14
Zazove Associates
Nevada
$1.09M 110,269 +87,617 +387%
CL
15
CSS LLC
Illinois
$888K 90,205 +1,446 +2%
1CP
16
1607 Capital Partners
Virginia
$849K 86,278 – –
HK
17
Horizon Kinetics
New York
$840K 85,362 +9,752 +13%
ST
18
Sentinel Trust
Texas
$798K 81,063 +46,392 +134%
GC
19
Guggenheim Capital
Illinois
$640K 65,019 +8,586 +15%
Wells Fargo
20
Wells Fargo
California
$413K 41,929 +224 +0.5%
DA
21
Doliver Advisors
Texas
$408K 41,448 +10,119 +32%
RTS
22
Round Table Services
New Jersey
$338K 34,300 – –
MFS
23
MSI Financial Services
Massachusetts
$312K 31,756 +437 +1%
WS
24
Wedbush Securities
California
$309K 31,452 -14,525 -32%
TC
25
TFS Capital
Pennsylvania
$301K 30,587 +4,600 +18%
1
2