Advisors Asset Management’s GDL Fund GDL Stock Holding History

Advisors Asset Management’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-114,989	Closed	-$1.04M	–	1608
2018 Q3	$1.04M	Sell	114,989 -17,964	-14%	-$165K	0.02%	822
2018 Q2	$1.22M	Sell	132,953 -156,676	-54%	-$1.46M	0.02%	776
2018 Q1	$2.72M	Sell	289,629 -84,634	-23%	-$816K	0.05%	513
2017 Q4	$3.64M	Sell	374,263 -190,597	-34%	-$1.91M	0.06%	417
2017 Q3	$5.77M	Sell	564,860 -175,924	-24%	-$1.8M	0.1%	288
2017 Q2	$7.6M	Sell	740,784 -283,713	-28%	-$2.85M	0.13%	226
2017 Q1	$10.1M	Sell	1,024,497 -13,142	-1%	-$130K	0.17%	159
2016 Q4	$10.2M	Sell	1,037,639 -90,017	-8%	-$881K	0.17%	156
2016 Q3	$11.2M	Buy	1,127,656 +54,107	+5%	+$538K	0.18%	139
2016 Q2	$10.7M	Buy	1,073,549 +275,813	+35%	+$2.76M	0.17%	163
2016 Q1	$7.97M	Buy	797,736 +223,922	+39%	+$2.21M	0.13%	228
2015 Q4	$5.74M	Buy	573,814 +305,852	+114%	+$3.06M	0.09%	316
2015 Q3	$2.63M	Buy	+267,962	New	+$2.7M	0.04%	542
2014 Q1	–	Sell	-29,078	Closed	-$320K	–	1779
2013 Q4	$320K	Sell	29,078 -311,225	-91%	-$3.5M	0.01%	1083
2013 Q3	$3.84M	Sell	340,303 -149,368	-31%	-$1.71M	0.07%	349
2013 Q2	$5.58M	Buy	+489,671	New	+$5.72M	0.11%	260

Other funds holding GDL

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

FIMG

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Advisors Asset Management's GDL Position: Q4 2018 in Review

Advisors Asset Management sold out of GDL Fund (GDL) in Q4 2018, closing a stake of 114,989 shares — an estimated $1.04M sold.

Advisors Asset Management first reported a position in GDL in Q2 2013 and held it in 16 quarters. The position peaked at $11.2M in Q3 2016. 36 funds tracked by Wall St. Rank hold GDL as of Q4 2018.

Advisors Asset Management reported no remaining GDL Fund position as of Q4 2018 after selling out during the quarter.
Advisors Asset Management sold 114,989 GDL Fund shares in Q4 2018, an estimated $1.04M.
Advisors Asset Management first reported a position in GDL Fund in Q2 2013 and held it in 16 quarters.
Advisors Asset Management's GDL Fund position peaked at $11.2M in Q3 2016.
36 funds tracked by Wall St. Rank held GDL Fund as of Q4 2018.

Based on Advisors Asset Management's 13F filing for Q4 2018, filed 31 Jan 2019.