Financial & Investment Management Group’s GDL Fund GDL Stock Holding History

Financial & Investment Management Group’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	$2.89M	Sell	314,726 -49,792	-14%	-$447K	1.05%	38
2018 Q3	$3.31M	Buy	364,518 +12,423	+4%	+$114K	1.09%	40
2018 Q2	$3.23M	Sell	352,095 -9,707	-3%	-$90.5K	1.02%	42
2018 Q1	$3.37M	Buy	361,802 +7,158	+2%	+$69K	1.08%	37
2017 Q4	$3.45M	Sell	354,644 -9,003	-2%	-$90K	1.2%	31
2017 Q3	$3.71M	Sell	363,647 -7,608	-2%	-$77.8K	1.23%	27
2017 Q2	$3.81M	Buy	371,255 +17,479	+5%	+$176K	1.39%	26
2017 Q1	$3.48M	Buy	353,776 +19,284	+6%	+$191K	1.18%	28
2016 Q4	$3.29M	Buy	334,492 +89,934	+37%	+$880K	1.27%	26
2016 Q3	$2.43M	Buy	244,558 +63,045	+35%	+$627K	0.8%	38
2016 Q2	$1.8M	Sell	181,513 -33,761	-16%	-$337K	0.55%	41
2016 Q1	$2.16M	Sell	215,274 -15,445	-7%	-$153K	0.58%	44
2015 Q4	$2.31M	Sell	230,719 -11,998	-5%	-$120K	0.64%	45
2015 Q3	$2.38M	Sell	242,717 -4,257	-2%	-$43K	0.66%	42
2015 Q2	$2.52M	Buy	246,974 +18,887	+8%	+$196K	0.65%	42
2015 Q1	$2.36M	Buy	228,087 +26,911	+13%	+$276K	0.57%	51
2014 Q4	$2.06M	Buy	201,176 +43,726	+28%	+$450K	0.55%	47
2014 Q3	$1.66M	Buy	+157,450	New	+$1.69M	0.49%	50

Other funds holding GDL

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ancora Advisors Cleveland, Ohio $4.7B AUM 19.05% 1-Year Est. Return

Financial & Investment Management Group's GDL Position: Q4 2018 in Review

Financial & Investment Management Group reduced its GDL Fund (GDL) stake by 14% in Q4 2018, selling an estimated $447K and leaving 314,726 shares worth $2.89M. The position accounts for 1.05% of the portfolio, ranked #38.

Financial & Investment Management Group first reported a position in GDL in Q3 2014 and has held it in 18 quarters since. The position peaked at $3.81M in Q2 2017. 36 funds tracked by Wall St. Rank hold GDL as of Q4 2018.

Financial & Investment Management Group held 314,726 shares of GDL Fund worth $2.89M as of Q4 2018.
Financial & Investment Management Group sold 49,792 GDL Fund shares in Q4 2018, an estimated $447K.
GDL Fund made up 1.05% of Financial & Investment Management Group's portfolio in Q4 2018, its #38 holding.
Financial & Investment Management Group first reported a position in GDL Fund in Q3 2014 and has held it in 18 quarters since.
Financial & Investment Management Group's GDL Fund position peaked at $3.81M in Q2 2017.
36 funds tracked by Wall St. Rank held GDL Fund as of Q4 2018.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.