GDL

GDL Fund
GDL

Overview Fund Activity

45 hedge funds and large institutions have $92M invested in GDL Fund in 2015 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 17 reducing their positions, and 3 closing their positions.

Holders
45
Holders Change
+2
Holders Change %
+4.65%
% of All Funds
1.18%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
5
Increased
14
Reduced
17
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GCIA
1
Gabelli & Co Investment Advisers
New York
$13.5M
2
MC
2
Matisse Capital
Oregon
$7.24M
3
AAM
3
Advisors Asset Management
Colorado
$5.74M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$6.31M
5
GPC
5
Glacier Peak Capital
Washington
$8.13M

Top Sellers

1
GI
1
GAMCO Investors
Connecticut
$2.76M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$20.9M
3
BNP Paribas Financial Markets
3
BNP Paribas Financial Markets
France
$0
4
GC
4
Guggenheim Capital
Illinois
$1.09M
5
SCM
5
Summit Capital Management
Washington
$502K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$20.9M 2,090,003 -186,027 -8%
GCIA
2
Gabelli & Co Investment Advisers
New York
$13.5M 1,345,082 +1,345,082 New
GPC
3
Glacier Peak Capital
Washington
$8.13M 812,055 +35,198 +5%
MC
4
Matisse Capital
Oregon
$7.24M 723,537 +723,537 New
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.31M 630,747 +86,770 +16%
AAM
6
Advisors Asset Management
Colorado
$5.74M 573,814 +305,852 +114%
RCM
7
Rivernorth Capital Management
Florida
$3.87M 386,464 – –
CA
8
Cornerstone Advisors
North Carolina
$2.91M 291,098 -5,032 -2%
GI
9
GAMCO Investors
Connecticut
$2.76M 275,955 -1,319,063 -83%
Morgan Stanley
10
Morgan Stanley
New York
$2.45M 244,747 -7,032 -3%
FIMG
11
Financial & Investment Management Group
Michigan
$2.31M 230,719 -11,998 -5%
Bank of America
12
Bank of America
North Carolina
$2.2M 220,012 +15,657 +8%
1CP
13
1607 Capital Partners
Virginia
$2.12M 211,567 -17,100 -7%
RJA
14
Raymond James & Associates
Florida
$1.94M 193,432 -31,888 -14%
AA
15
Ancora Advisors
Ohio
$1.62M 162,150 +5,000 +3%
Deutsche Bank
16
Deutsche Bank
Germany
$1.25M 124,500 -7,900 -6%
GC
17
Guggenheim Capital
Illinois
$1.09M 108,520 -74,461 -41%
CL
18
CSS LLC
Illinois
$847K 84,644 +2,631 +3%
BI
19
Bulldog Investors
New Jersey
$576K 57,581 -7,621 -12%
SCM
20
Summit Capital Management
Washington
$502K 50,132 -35,006 -41%
WS
21
Wedbush Securities
California
$420K 41,949 +7,999 +24%
Wells Fargo
22
Wells Fargo
California
$403K 40,269 +521 +1%
MFS
23
MSI Financial Services
Massachusetts
$348K 34,797 -1,106 -3%
RTS
24
Round Table Services
New Jersey
$343K 34,300 – –
HK
25
Horizon Kinetics
New York
$336K 33,565 +33,565 New
1
2