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GDL

GDL Fund

34 hedge funds and large institutions have $53.1M invested in GDL Fund in 2020 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 12

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1% less capital invested

Capital invested by funds: $53.8M → $53.1M (-$660K)

1.26% less ownership

Funds ownership: 42.23%40.97% (-1.3%)

15% less funds holding

Funds holding: 4034 (-6)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 6

Holders
34
Holders Change
-6
Holders Change %
-15%
% of All Funds
0.69%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
Increased
16
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$14.8M +$204K +24,340 +1%
RVPG
2
Relative Value Partners Group
$8.37M +$531K +63,317 +7%
RJA
3
Raymond James & Associates
Florida
$6.17M -$593K -70,725 -9%
GI
4
GAMCO Investors
Connecticut
$3M +$14.6K +1,742 +0.5%
CA
5
Cornerstone Advisors
North Carolina
$2.18M +$86.4K +10,292 +4%
Bank of America
6
Bank of America
North Carolina
$2.08M +$68.6K +8,178 +3%
MIG
7
Mariner Investment Group
New York
$1.87M +$1.67K +199 +0.1%
MC
8
Matisse Capital
Oregon
$1.87M -$210K -25,000 -10%
AA
9
Ancora Advisors
Ohio
$1.62M
ZA
10
Zazove Associates
Nevada
$1.43M
Morgan Stanley
11
Morgan Stanley
New York
$1.41M -$182K -21,715 -11%
1CP
12
1607 Capital Partners
Virginia
$1.24M +$119K +14,142 +11%
CL
13
CSS LLC
Illinois
$896K +$12.5K +1,484 +1%
EP
14
Eudaimonia Partners
Tennessee
$731K +$9.33K +1,112 +1%
Stifel Financial
15
Stifel Financial
Missouri
$675K -$20.3K -2,425 -3%
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$665K +$80.5K +9,596 +14%
PAS
17
Park Avenue Securities
New York
$661K +$80.4K +9,581 +14%
Wells Fargo
18
Wells Fargo
California
$507K -$42.3K -5,041 -8%
BI
19
Bulldog Investors
New Jersey
$431K -$431K -51,358 -50%
CCP
20
Clough Capital Partners
Massachusetts
$369K
WAM
21
Wolverine Asset Management
Illinois
$359K -$66K -7,871 -16%
CCP
22
Cardan Capital Partners
Colorado
$297K -$169K -20,082 -36%
9WM
23
9258 Wealth Management
Ohio
$281K -$78K -9,295 -22%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$180K -$13.7K -1,627 -7%
PAG
25
Private Advisor Group
New Jersey
$170K +$7.75K +923 +5%

GDL Hedge Fund Activity: Q3 2020 in Review

34 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q3 2020, worth a combined $53.1M — down 1.2% from $53.8M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GDL and 0 opened new positions — a net loss of 6 holders — while 12 trimmed existing stakes and 16 added.

The largest buyer was Relative Value Partners Group, adding an estimated $531K. The largest seller was Raymond James & Associates, cutting an estimated $593K.

  • 34 institutional investors held GDL Fund (GDL) as of Q3 2020, down from 40 in Q2 2020.
  • Funds reported $53.1M of GDL Fund stock for Q3 2020, down 1.2% quarter-over-quarter.
  • 0 funds opened new GDL Fund positions in Q3 2020 and 6 closed out, a net change of -6 holders.
  • The largest GDL Fund buyer in Q3 2020 was Relative Value Partners Group, an estimated $531K added.
  • The largest GDL Fund seller in Q3 2020 was Raymond James & Associates, an estimated $593K sold.

Based on aggregated 13F filings for Q3 2020.