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GDL

GDL Fund

29 hedge funds and large institutions have $54.8M invested in GDL Fund in 2021 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

0% more first-time investments, than exits

New positions opened: 2 | Existing positions closed: 2

4% less capital invested

Capital invested by funds: $57.1M → $54.8M (-$2.32M)

1.61% less ownership

Funds ownership: 45.59%43.98% (-1.6%)

3% less funds holding

Funds holding: 3029 (-1)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
2
Increased
14
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$16.6M
RVPG
2
Relative Value Partners Group
$10.1M +$283K +31,543 +3%
RJA
3
Raymond James & Associates
Florida
$5.43M -$91K -10,154 -2%
RCM
4
Rivernorth Capital Management
Florida
$5.04M +$2.56M +285,600 +102%
GI
5
GAMCO Investors
Connecticut
$3.54M +$79.7K +8,886 +2%
Bank of America
6
Bank of America
North Carolina
$2.55M +$137K +15,249 +6%
Morgan Stanley
7
Morgan Stanley
New York
$1.77M +$10.4K +1,161 +0.6%
AA
8
Ancora Advisors
Ohio
$1.7M
CA
9
Cornerstone Advisors
North Carolina
$1.58M -$300K -33,500 -16%
MIG
10
Mariner Investment Group
New York
$1.24M -$898K -100,183 -42%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.08M +$104K +11,600 +11%
PAS
12
Park Avenue Securities
New York
$1.03M +$90.3K +10,077 +10%
CL
13
CSS LLC
Illinois
$911K
Wells Fargo
14
Wells Fargo
California
$590K -$43.4K -4,846 -7%
Stifel Financial
15
Stifel Financial
Missouri
$318K -$108K -12,047 -25%
PAG
16
Private Advisor Group
New Jersey
$208K -$184K -20,500 -47%
MAM
17
Marquette Asset Management
Minnesota
$191K -$131K -14,608 -41%
ICMP
18
Integrated Capital Management (Pennsylvania)
Pennsylvania
$183K +$7.66K +854 +4%
9WM
19
9258 Wealth Management
Ohio
$156K -$10.9K -1,218 -7%
UBS Group
20
UBS Group
Switzerland
$132K +$1.08K +120 +0.8%
RJT
21
Raymond James Trust
Florida
$120K +$8.96K +1,000 +8%
BRWM
22
B. Riley Wealth Management
Tennessee
$107K +$107K +11,933 New
Osaic Holdings
23
Osaic Holdings
Arizona
$95K +$9.14K +1,020 +11%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$67K -$13.5K -1,501 -17%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$44K +$592 +66 +1%

GDL Hedge Fund Activity: Q4 2021 in Review

29 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2021, worth a combined $54.8M — down 4.1% from $57.1M a quarter earlier.

Fund positioning in GDL was balanced in Q4 2021: 2 funds opened new positions, 2 closed out, 14 added to existing stakes and 9 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $2.56M. The largest seller was Matisse Capital, exiting entirely with an estimated $1.67M sold.

  • 29 institutional investors held GDL Fund (GDL) as of Q4 2021, down from 30 in Q3 2021.
  • Funds reported $54.8M of GDL Fund stock for Q4 2021, down 4.1% quarter-over-quarter.
  • 2 funds opened new GDL Fund positions in Q4 2021 and 2 closed out, a net change of 0 holders.
  • The largest GDL Fund buyer in Q4 2021 was Rivernorth Capital Management, an estimated $2.56M added.
  • The largest GDL Fund seller in Q4 2021 was Matisse Capital, an estimated $1.67M sold.

Based on aggregated 13F filings for Q4 2021.