GDL

GDL Fund
GDL

Overview Fund Activity

30 hedge funds and large institutions have $57.1M invested in GDL Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
2
Increased
14
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$1.83M
2
RCM
2
Rivernorth Capital Management
Florida
$2.51M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.77M
4
RVPG
4
Relative Value Partners Group
$9.85M
5
PAG
5
Private Advisor Group
New Jersey
$394K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$163K
2
CA
2
Cornerstone Advisors
North Carolina
$1.89M
3
MC
3
Matisse Capital
Oregon
$1.67M
4
EP
4
Eudaimonia Partners
Tennessee
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$428K
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$16.7M 1,854,307 +16,900 +0.9%
RVPG
2
Relative Value Partners Group
$9.85M 1,096,472 +22,838 +2%
RJA
3
Raymond James & Associates
Florida
$5.56M 618,811 +10,862 +2%
GI
4
GAMCO Investors
Connecticut
$3.49M 388,040 +825 +0.2%
RCM
5
Rivernorth Capital Management
Florida
$2.51M 279,374 +176,874 +173%
Bank of America
6
Bank of America
North Carolina
$2.42M 269,955 +9,273 +4%
MIG
7
Mariner Investment Group
New York
$2.15M 238,869 -12,633 -5%
CA
8
Cornerstone Advisors
North Carolina
$1.89M 210,880 -37,373 -15%
ZA
9
Zazove Associates
Nevada
$1.83M 203,318 +203,318 New
Morgan Stanley
10
Morgan Stanley
New York
$1.77M 197,442 +29,740 +18%
AA
11
Ancora Advisors
Ohio
$1.71M 190,811 -1,965 -1%
MC
12
Matisse Capital
Oregon
$1.67M 185,744 -27,769 -13%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$979K 108,992 +7,050 +7%
PAS
14
Park Avenue Securities
New York
$946K 105,359 +6,832 +7%
CL
15
CSS LLC
Illinois
$916K 102,040 – –
Wells Fargo
16
Wells Fargo
California
$637K 70,882 +5,549 +8%
Stifel Financial
17
Stifel Financial
Missouri
$428K 47,648 -16,138 -25%
PAG
18
Private Advisor Group
New Jersey
$394K 43,846 +17,000 +63%
MAM
19
Marquette Asset Management
Minnesota
$323K 36,000 – –
ICMP
20
Integrated Capital Management (Pennsylvania)
Pennsylvania
$177K 19,710 +1,661 +9%
9WM
21
9258 Wealth Management
Ohio
$168K 18,737 -112 -0.6%
1CP
22
1607 Capital Partners
Virginia
$163K 18,102 -95,724 -84%
UBS Group
23
UBS Group
Switzerland
$131K 14,606 -2,091 -13%
RJT
24
Raymond James Trust
Florida
$112K 12,430 – –
Osaic Holdings
25
Osaic Holdings
Arizona
$87K 9,665 -887 -8%
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