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GDL

GDL Fund

30 hedge funds and large institutions have $57.1M invested in GDL Fund in 2021 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

2.09% more ownership

Funds ownership: 43.5%45.59% (+2.1%)

3% more capital invested

Capital invested by funds: $55.2M → $57.1M (+$1.87M)

3% less funds holding

Funds holding: 3130 (-1)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
30
Holders Change
-1
Holders Change %
-3.23%
% of All Funds
0.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
2
Increased
14
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$16.7M +$152K +16,900 +0.9%
RVPG
2
Relative Value Partners Group
$9.85M +$206K +22,838 +2%
RJA
3
Raymond James & Associates
Florida
$5.56M +$98K +10,862 +2%
GI
4
GAMCO Investors
Connecticut
$3.48M +$7.44K +825 +0.2%
RCM
5
Rivernorth Capital Management
Florida
$2.51M +$1.6M +176,874 +173%
Bank of America
6
Bank of America
North Carolina
$2.42M +$83.7K +9,273 +4%
MIG
7
Mariner Investment Group
New York
$2.15M -$114K -12,633 -5%
CA
8
Cornerstone Advisors
North Carolina
$1.89M -$337K -37,373 -15%
ZA
9
Zazove Associates
Nevada
$1.83M +$1.83M +203,318 New
Morgan Stanley
10
Morgan Stanley
New York
$1.77M +$268K +29,740 +18%
AA
11
Ancora Advisors
Ohio
$1.71M -$17.7K -1,965 -1%
MC
12
Matisse Capital
Oregon
$1.67M -$251K -27,769 -13%
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$979K +$63.6K +7,050 +7%
PAS
14
Park Avenue Securities
New York
$946K +$61.6K +6,832 +7%
CL
15
CSS LLC
Illinois
$916K
Wells Fargo
16
Wells Fargo
California
$637K +$50.1K +5,549 +8%
Stifel Financial
17
Stifel Financial
Missouri
$428K -$146K -16,138 -25%
PAG
18
Private Advisor Group
New Jersey
$394K +$153K +17,000 +63%
MAM
19
Marquette Asset Management
Minnesota
$323K
ICMP
20
Integrated Capital Management (Pennsylvania)
Pennsylvania
$177K +$15K +1,661 +9%
9WM
21
9258 Wealth Management
Ohio
$168K -$1.01K -112 -0.6%
1CP
22
1607 Capital Partners
Virginia
$163K -$864K -95,724 -84%
UBS Group
23
UBS Group
Switzerland
$131K -$18.9K -2,091 -13%
RJT
24
Raymond James Trust
Florida
$112K
Osaic Holdings
25
Osaic Holdings
Arizona
$87K -$8K -887 -8%

GDL Hedge Fund Activity: Q3 2021 in Review

30 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q3 2021, worth a combined $57.1M — up 3.4% from $55.2M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of GDL and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 14 added.

The largest buyer was Zazove Associates, opening a new position worth an estimated $1.83M. The largest seller was 1607 Capital Partners, cutting an estimated $864K.

  • 30 institutional investors held GDL Fund (GDL) as of Q3 2021, down from 31 in Q2 2021.
  • Funds reported $57.1M of GDL Fund stock for Q3 2021, up 3.4% quarter-over-quarter.
  • 2 funds opened new GDL Fund positions in Q3 2021 and 3 closed out, a net change of -1 holder.
  • The largest GDL Fund buyer in Q3 2021 was Zazove Associates, an estimated $1.83M added.
  • The largest GDL Fund seller in Q3 2021 was 1607 Capital Partners, an estimated $864K sold.

Based on aggregated 13F filings for Q3 2021.