GDL

GDL Fund
GDL

Overview Fund Activity

46 hedge funds and large institutions have $92M invested in GDL Fund in 2016 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1.23%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
18
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$7.97M
2
HK
2
Horizon Kinetics
New York
$1.56M
3
OTC
3
Opera Trading Capital
France
$694K
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$6.76M
5
RJA
5
Raymond James & Associates
Florida
$2.23M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$3.39M
2
Morgan Stanley
2
Morgan Stanley
New York
$1.94M
3
SCM
3
Summit Capital Management
Washington
$0
4
1CP
4
1607 Capital Partners
Virginia
$1.82M
5
CA
5
Cornerstone Advisors
North Carolina
$2.65M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$20.8M 2,079,667 -10,336 -0.5%
GCIA
2
Gabelli & Co Investment Advisers
New York
$13.7M 1,366,580 +21,498 +2%
GPC
3
Glacier Peak Capital
Washington
$8.15M 812,148 +93 +0%
AAM
4
Advisors Asset Management
Colorado
$7.97M 797,736 +223,922 +39%
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.76M 673,490 +42,743 +7%
RCM
6
Rivernorth Capital Management
Florida
$3.88M 386,464 – –
MC
7
Matisse Capital
Oregon
$3.39M 337,465 -386,072 -53%
GI
8
GAMCO Investors
Connecticut
$2.76M 275,168 -787 -0.3%
CA
9
Cornerstone Advisors
North Carolina
$2.65M 265,518 -25,580 -9%
Bank of America
10
Bank of America
North Carolina
$2.27M 226,076 +6,064 +3%
RJA
11
Raymond James & Associates
Florida
$2.23M 222,195 +28,763 +15%
FIMG
12
Financial & Investment Management Group
Michigan
$2.16M 215,274 -15,445 -7%
Morgan Stanley
13
Morgan Stanley
New York
$1.94M 193,264 -51,483 -21%
1CP
14
1607 Capital Partners
Virginia
$1.82M 181,007 -30,560 -14%
AA
15
Ancora Advisors
Ohio
$1.76M 175,141 +12,991 +8%
HK
16
Horizon Kinetics
New York
$1.56M 155,861 +122,296 +364%
Deutsche Bank
17
Deutsche Bank
Germany
$1.14M 114,100 -10,400 -8%
CL
18
CSS LLC
Illinois
$863K 85,996 +1,352 +2%
GC
19
Guggenheim Capital
Illinois
$844K 84,567 -23,953 -22%
BI
20
Bulldog Investors
New Jersey
$703K 70,173 +12,592 +22%
OTC
21
Opera Trading Capital
France
$694K 69,478 +69,478 New
WS
22
Wedbush Securities
California
$486K 48,483 +6,534 +16%
Wells Fargo
23
Wells Fargo
California
$438K 43,662 +3,393 +8%
RTS
24
Round Table Services
New Jersey
$344K 34,300 – –
MFS
25
MSI Financial Services
Massachusetts
$317K 31,602 -3,195 -9%
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