GDL

GDL Fund
GDL

Overview Fund Activity

42 hedge funds and large institutions have $85.5M invested in GDL Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
2
Increased
18
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AA
1
Ancora Advisors
Ohio
$2.09M
2
RCM
2
Rivernorth Capital Management
Florida
$3.87M
3
GI
3
GAMCO Investors
Connecticut
$16M
4
CA
4
Cornerstone Advisors
North Carolina
$3.02M
5
RJA
5
Raymond James & Associates
Florida
$2.49M

Top Sellers

1
Deutsche Bank
1
Deutsche Bank
Germany
$1.37M
2
BNP Paribas Financial Markets
2
BNP Paribas Financial Markets
France
$0
3
GC
3
Guggenheim Capital
Illinois
$2.14M
4
Morgan Stanley
4
Morgan Stanley
New York
$4.14M
5
ST
5
Sentinel Trust
Texas
$464K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$23.4M 2,298,146 +20,066 +0.9%
GI
2
GAMCO Investors
Connecticut
$16M 1,571,682 +29,571 +2%
GPC
3
Glacier Peak Capital
Washington
$7.79M 764,124 +8,826 +1%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.24M 513,848 +25,513 +5%
Morgan Stanley
5
Morgan Stanley
New York
$4.14M 406,399 -57,830 -12%
RCM
6
Rivernorth Capital Management
Florida
$3.87M 379,489 +69,064 +22%
CA
7
Cornerstone Advisors
North Carolina
$3.02M 296,130 +25,881 +10%
FIMG
8
Financial & Investment Management Group
Michigan
$2.52M 246,974 +18,887 +8%
RJA
9
Raymond James & Associates
Florida
$2.49M 244,247 +25,830 +12%
1CP
10
1607 Capital Partners
Virginia
$2.36M 231,919 -13,172 -5%
Bank of America
11
Bank of America
North Carolina
$2.25M 220,523 +13,114 +6%
GC
12
Guggenheim Capital
Illinois
$2.14M 210,154 -66,112 -24%
AA
13
Ancora Advisors
Ohio
$2.09M 204,925 +204,925 New
Deutsche Bank
14
Deutsche Bank
Germany
$1.37M 134,300 -134,300 -50%
SCM
15
Summit Capital Management
Washington
$1.02M 99,657 -9,866 -9%
CL
16
CSS LLC
Illinois
$836K 82,013 +2,401 +3%
BI
17
Bulldog Investors
New Jersey
$645K 63,251 – –
DA
18
Doliver Advisors
Texas
$603K 59,143 -20,076 -25%
CAS
19
Cue Advisory Services
Arizona
$578K 56,705 +3,210 +6%
ST
20
Sentinel Trust
Texas
$464K 45,529 -46,315 -50%
Wells Fargo
21
Wells Fargo
California
$394K 38,670 +2,576 +7%
MFS
22
MSI Financial Services
Massachusetts
$363K 35,610 -4,989 -12%
RTS
23
Round Table Services
New Jersey
$350K 34,300 – –
WS
24
Wedbush Securities
California
$330K 32,403 +10,222 +46%
CS
25
Credit Suisse
Switzerland
$264K 25,914 -2,500 -9%
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