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GDL

GDL Fund

42 hedge funds and large institutions have $85.5M invested in GDL Fund in 2015 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 18 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 11

1.39% more ownership

Funds ownership: 40.08%41.47% (+1.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $88.9M → $85.5M (-$3.41M)

5% less funds holding

Funds holding: 4442 (-2)

33% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 3

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
1.13%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
18
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$23.4M +$208K +20,066 +0.9%
GI
2
GAMCO Investors
Connecticut
$16M +$307K +29,571 +2%
GPC
3
Glacier Peak Capital
Washington
$7.79M +$91.7K +8,826 +1%
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.24M +$265K +25,513 +5%
Morgan Stanley
5
Morgan Stanley
New York
$4.14M -$601K -57,830 -12%
RCM
6
Rivernorth Capital Management
Florida
$3.87M +$717K +69,064 +22%
CA
7
Cornerstone Advisors
North Carolina
$3.02M +$269K +25,881 +10%
FIMG
8
Financial & Investment Management Group
Michigan
$2.52M +$196K +18,887 +8%
RJA
9
Raymond James & Associates
Florida
$2.49M +$268K +25,830 +12%
1CP
10
1607 Capital Partners
Virginia
$2.36M -$137K -13,172 -5%
Bank of America
11
Bank of America
North Carolina
$2.25M +$136K +13,114 +6%
GC
12
Guggenheim Capital
Illinois
$2.14M -$687K -66,112 -24%
AA
13
Ancora Advisors
Ohio
$2.09M +$2.13M +204,925 New
Deutsche Bank
14
Deutsche Bank
Germany
$1.37M -$1.4M -134,300 -50%
SCM
15
Summit Capital Management
Washington
$1.02M -$102K -9,866 -9%
CL
16
CSS LLC
Illinois
$836K +$24.9K +2,401 +3%
BI
17
Bulldog Investors
New Jersey
$645K
DA
18
Doliver Advisors
Texas
$603K -$209K -20,076 -25%
CAS
19
Cue Advisory Services
Arizona
$578K +$33.3K +3,210 +6%
ST
20
Sentinel Trust
Texas
$464K -$481K -46,315 -50%
Wells Fargo
21
Wells Fargo
California
$394K +$26.8K +2,576 +7%
MFS
22
MSI Financial Services
Massachusetts
$363K -$51.8K -4,989 -12%
RTS
23
Round Table Services
New Jersey
$350K
WS
24
Wedbush Securities
California
$330K +$106K +10,222 +46%
CS
25
Credit Suisse
Switzerland
$264K -$26K -2,500 -9%

GDL Hedge Fund Activity: Q2 2015 in Review

42 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q2 2015, worth a combined $85.5M — down 3.8% from $88.9M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of GDL and 2 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 18 added.

The largest buyer was Ancora Advisors, opening a new position worth an estimated $2.13M. The largest seller was Deutsche Bank, cutting an estimated $1.4M.

  • 42 institutional investors held GDL Fund (GDL) as of Q2 2015, down from 44 in Q1 2015.
  • Funds reported $85.5M of GDL Fund stock for Q2 2015, down 3.8% quarter-over-quarter.
  • 2 funds opened new GDL Fund positions in Q2 2015 and 3 closed out, a net change of -1 holder.
  • The largest GDL Fund buyer in Q2 2015 was Ancora Advisors, an estimated $2.13M added.
  • The largest GDL Fund seller in Q2 2015 was Deutsche Bank, an estimated $1.4M sold.

Based on aggregated 13F filings for Q2 2015.