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GDL

GDL Fund

32 hedge funds and large institutions have $55.2M invested in GDL Fund in 2021 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

1% more capital invested

Capital invested by funds: $54.6M → $55.2M (+$664K)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.47% less ownership

Funds ownership: 40.45%39.98% (-0.47%)

3% less funds holding

Funds holding: 3332 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.56%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
14
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$16M +$212K +23,952 +1%
RVPG
2
Relative Value Partners Group
$9.55M +$87.4K +9,876 +0.9%
RJA
3
Raymond James & Associates
Florida
$5.44M -$195K -22,020 -3%
GI
4
GAMCO Investors
Connecticut
$3.39M +$96.8K +10,939 +3%
CA
5
Cornerstone Advisors
North Carolina
$2.28M -$81.4K -9,196 -3%
Bank of America
6
Bank of America
North Carolina
$2.26M +$62.3K +7,041 +3%
MIG
7
Mariner Investment Group
New York
$2.07M -$7.08K -800 -0.3%
MC
8
Matisse Capital
Oregon
$1.92M -$65.5K -7,400 -3%
ZA
9
Zazove Associates
Nevada
$1.82M
AA
10
Ancora Advisors
Ohio
$1.72M
Morgan Stanley
11
Morgan Stanley
New York
$1.57M +$49.7K +5,616 +3%
1CP
12
1607 Capital Partners
Virginia
$1.12M -$188K -21,208 -14%
CL
13
CSS LLC
Illinois
$888K
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$836K +$54.7K +6,183 +7%
EP
15
Eudaimonia Partners
Tennessee
$823K -$4.73K -534 -0.6%
PAS
16
Park Avenue Securities
New York
$808K +$48.2K +5,449 +6%
Stifel Financial
17
Stifel Financial
Missouri
$625K -$40.3K -4,554 -6%
Wells Fargo
18
Wells Fargo
California
$595K +$1.66K +187 +0.3%
MAM
19
Marquette Asset Management
Minnesota
$321K
PAG
20
Private Advisor Group
New Jersey
$230K +$57.5K +6,500 +34%
9WM
21
9258 Wealth Management
Ohio
$208K -$8.34K -942 -4%
UBS Group
22
UBS Group
Switzerland
$136K +$788 +89 +0.6%
ICMP
23
Integrated Capital Management (Pennsylvania)
Pennsylvania
$136K +$15.9K +1,792 +13%
Citadel Advisors
24
Citadel Advisors
Florida
$116K +$115K +13,007 New
RJT
25
Raymond James Trust
Florida
$111K -$32.8K -3,704 -23%

GDL Hedge Fund Activity: Q1 2021 in Review

32 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q1 2021, worth a combined $55.2M — up 1.2% from $54.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GDL and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 14 added.

The largest buyer was Gabelli & Co Investment Advisers, adding an estimated $212K. The largest seller was Clough Capital Partners, exiting entirely with an estimated $384K sold.

  • 32 institutional investors held GDL Fund (GDL) as of Q1 2021, down from 33 in Q4 2020.
  • Funds reported $55.2M of GDL Fund stock for Q1 2021, up 1.2% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q1 2021 and 4 closed out, a net change of -1 holder.
  • The largest GDL Fund buyer in Q1 2021 was Gabelli & Co Investment Advisers, an estimated $212K added.
  • The largest GDL Fund seller in Q1 2021 was Clough Capital Partners, an estimated $384K sold.

Based on aggregated 13F filings for Q1 2021.