GDL

GDL Fund
GDL

Overview Fund Activity

35 hedge funds and large institutions have $69.2M invested in GDL Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 16 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
16
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
Zazove Associates
Nevada
$1.43M
2
MIG
Mariner Investment Group
New York
$865K
3
RCM
Rivernorth Capital Management
Florida
$761K
4
Morgan Stanley
Morgan Stanley
New York
$5.78M
5
RVPG
Relative Value Partners Group
$12.1M

Top Sellers

1
Lazard Asset Management
Lazard Asset Management
New York
$6.98M
2
RJA
Raymond James & Associates
Florida
$5.03M
3
HKAM
Horizon Kinetics Asset Management
New York
$241K
4
MC
Matisse Capital
Oregon
$2.38M
5
RTS
Round Table Services
New Jersey
$206K
Name Holding Trade Value Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$16.2M +$172K +18,487 +1%
RVPG
2
Relative Value Partners Group
$12.1M +$346K +37,247 +3%
Lazard Asset Management
3
Lazard Asset Management
New York
$6.98M -$2.2M -236,230 -24%
Morgan Stanley
4
Morgan Stanley
New York
$5.78M +$373K +40,067 +7%
RJA
5
Raymond James & Associates
Florida
$5.03M -$495K -53,215 -9%
CA
6
Cornerstone Advisors
North Carolina
$4.24M +$4.24M +456,355 New
GI
7
GAMCO Investors
Connecticut
$3.31M -$9.63K -1,035 -0.3%
MC
8
Matisse Capital
Oregon
$2.38M -$47.4K -5,100 -2%
Bank of America
9
Bank of America
North Carolina
$2.21M +$16.1K +1,731 +0.7%
AA
10
Ancora Advisors
Ohio
$1.71M – – –
ZA
11
Zazove Associates
Nevada
$1.43M +$1.43M +153,942 New
CL
12
CSS LLC
Illinois
$970K +$10.3K +1,111 +1%
MIG
13
Mariner Investment Group
New York
$865K +$865K +93,076 New
EP
14
Eudaimonia Partners
Tennessee
$829K +$829K +89,159 New
RCM
15
Rivernorth Capital Management
Florida
$761K +$506K +54,371 +198%
Stifel Financial
16
Stifel Financial
Missouri
$657K +$99.2K +10,678 +18%
Wells Fargo
17
Wells Fargo
California
$635K -$11.2K -1,204 -2%
9WM
18
9258 Wealth Management
Ohio
$431K -$3.87K -416 -0.9%
CCP
19
Cardan Capital Partners
Colorado
$414K -$6.98K -750 -2%
PAS
20
Park Avenue Securities
New York
$407K +$77.3K +8,299 +23%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$406K +$74.6K +8,014 +22%
HKAM
22
Horizon Kinetics Asset Management
New York
$241K -$380K -40,814 -61%
RTS
23
Round Table Services
New Jersey
$206K -$33.4K -3,600 -14%
LCM
24
Landscape Capital Management
New Jersey
$180K +$180K +19,384 New
6M
25
6 Meridian
Kansas
$171K +$1.62K +174 +1%
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