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GDL

GDL Fund

37 hedge funds and large institutions have $59.9M invested in GDL Fund in 2020 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

38% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 8

6% more funds holding

Funds holding: 3537 (+2)

3.34% more ownership

Funds ownership: 45.44%48.78% (+3.3%)

13% less capital invested

Capital invested by funds: $69.2M → $59.9M (-$9.29M)

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
0.82%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
15
Reduced
10
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$13.7M +$670 +76 +0%
RVPG
2
Relative Value Partners Group
$9.62M -$661K -75,026 -6%
RJA
3
Raymond James & Associates
Florida
$5.52M +$1.44M +163,550 +30%
Morgan Stanley
4
Morgan Stanley
New York
$5.49M +$696K +78,995 +13%
Lazard Asset Management
5
Lazard Asset Management
New York
$5.25M -$718K -81,516 -11%
MC
6
Matisse Capital
Oregon
$2.93M +$1.03M +117,379 +46%
GI
7
GAMCO Investors
Connecticut
$2.79M +$3.82K +433 +0.1%
Bank of America
8
Bank of America
North Carolina
$1.83M -$39.6K -4,497 -2%
CA
9
Cornerstone Advisors
North Carolina
$1.8M -$2M -227,097 -50%
MIG
10
Mariner Investment Group
New York
$1.7M +$1.09M +124,201 +133%
AA
11
Ancora Advisors
Ohio
$1.51M +$83.7K +9,500 +5%
ZA
12
Zazove Associates
Nevada
$1.2M -$11.7K -1,324 -0.9%
CL
13
CSS LLC
Illinois
$815K -$2.79K -316 -0.3%
EP
14
Eudaimonia Partners
Tennessee
$692K -$8.36K -949 -1%
Stifel Financial
15
Stifel Financial
Missouri
$655K +$111K +12,650 +18%
CCP
16
Cardan Capital Partners
Colorado
$639K +$326K +37,042 +83%
Wells Fargo
17
Wells Fargo
California
$500K -$40.1K -4,555 -7%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$450K +$121K +13,727 +31%
9WM
19
9258 Wealth Management
Ohio
$346K -$20.7K -2,344 -5%
WAM
20
Wolverine Asset Management
Illinois
$336K +$294K +33,306 +345%
MAM
21
Marquette Asset Management
Minnesota
$318K +$358K +40,575 New
CCP
22
Clough Capital Partners
Massachusetts
$246K +$276K +31,314 New
6M
23
6 Meridian
Kansas
$211K +$74.8K +8,490 +46%
DA
24
Doliver Advisors
Texas
$194K +$217K +24,651 New
HKAM
25
Horizon Kinetics Asset Management
New York
$178K -$28.1K -3,184 -12%

GDL Hedge Fund Activity: Q1 2020 in Review

37 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q1 2020, worth a combined $59.9M — down 13% from $69.2M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new GDL positions and 8 closed out — a net gain of 3 holders — while 15 added to existing stakes and 10 trimmed.

The largest buyer was Raymond James & Associates, adding an estimated $1.44M. The largest seller was Cornerstone Advisors, cutting an estimated $2M.

  • 37 institutional investors held GDL Fund (GDL) as of Q1 2020, up from 35 in Q4 2019.
  • Funds reported $59.9M of GDL Fund stock for Q1 2020, down 13% quarter-over-quarter.
  • 11 funds opened new GDL Fund positions in Q1 2020 and 8 closed out, a net change of +3 holders.
  • The largest GDL Fund buyer in Q1 2020 was Raymond James & Associates, an estimated $1.44M added.
  • The largest GDL Fund seller in Q1 2020 was Cornerstone Advisors, an estimated $2M sold.

Based on aggregated 13F filings for Q1 2020.