GDL

GDL Fund
GDL

Overview Fund Activity

32 hedge funds and large institutions have $63.7M invested in GDL Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
15
Reduced
10
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.34M
2
PAS
2
Park Avenue Securities
New York
$325K
3
Stifel Financial
3
Stifel Financial
Missouri
$551K
4
GCIA
4
Gabelli & Co Investment Advisers
New York
$15.8M
5
RVPG
5
Relative Value Partners Group
$11.6M

Top Sellers

1
MC
1
Matisse Capital
Oregon
$2.4M
2
RJA
2
Raymond James & Associates
Florida
$5.46M
3
ZA
3
Zazove Associates
Nevada
$1.42M
4
Lazard Asset Management
4
Lazard Asset Management
New York
$9.07M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.8M 1,723,101 +18,101 +1%
RVPG
2
Relative Value Partners Group
$11.6M 1,264,232 +14,626 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$9.07M 986,898 -74,235 -7%
RJA
4
Raymond James & Associates
Florida
$5.46M 594,183 -191,973 -24%
Morgan Stanley
5
Morgan Stanley
New York
$5.34M 580,923 +185,886 +47%
GI
6
GAMCO Investors
Connecticut
$3.28M 357,004 -8,931 -2%
MC
7
Matisse Capital
Oregon
$2.4M 261,043 -198,221 -43%
Bank of America
8
Bank of America
North Carolina
$2.17M 235,664 -4,083 -2%
AA
9
Ancora Advisors
Ohio
$1.68M 183,276 – –
ZA
10
Zazove Associates
Nevada
– – -153,942 Closed
CL
11
CSS LLC
Illinois
$948K 103,152 +1,088 +1%
Wells Fargo
12
Wells Fargo
California
$639K 69,490 +445 +0.6%
HKAM
13
Horizon Kinetics Asset Management
New York
$613K 66,716 +2,188 +3%
Stifel Financial
14
Stifel Financial
Missouri
$551K 60,058 +19,768 +49%
9WM
15
9258 Wealth Management
Ohio
$430K 46,754 +18 +0%
CCP
16
Cardan Capital Partners
Colorado
$416K 45,219 +10,446 +30%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$327K 35,622 +4,939 +16%
PAS
18
Park Avenue Securities
New York
$325K 35,414 +35,414 New
GPC
19
Glacier Peak Capital
Washington
$252K 27,390 – –
RTS
20
Round Table Services
New Jersey
$237K 25,800 +12,200 +90%
6M
21
6 Meridian
Kansas
$167K 18,200 -197 -1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$154K 16,739 – –
UBS Group
23
UBS Group
Switzerland
$110K 11,934 +1,251 +12%
WAM
24
Wolverine Asset Management
Illinois
$80K 8,739 -463 -5%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$40K 4,355 +46 +1%
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