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GDL

GDL Fund

32 hedge funds and large institutions have $63.7M invested in GDL Fund in 2019 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less capital invested

Capital invested by funds: $66M → $63.7M (-$2.34M)

2.11% less ownership

Funds ownership: 43.62%41.52% (-2.1%)

6% less funds holding

Funds holding: 3432 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
2
Increased
15
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.8M +$168K +18,101 +1%
RVPG
2
Relative Value Partners Group
$11.6M +$136K +14,626 +1%
Lazard Asset Management
3
Lazard Asset Management
New York
$9.07M -$690K -74,235 -7%
RJA
4
Raymond James & Associates
Florida
$5.46M -$1.78M -191,973 -24%
Morgan Stanley
5
Morgan Stanley
New York
$5.34M +$1.73M +185,886 +47%
GI
6
GAMCO Investors
Connecticut
$3.28M -$83K -8,931 -2%
MC
7
Matisse Capital
Oregon
$2.4M -$1.84M -198,221 -43%
Bank of America
8
Bank of America
North Carolina
$2.17M -$37.9K -4,083 -2%
AA
9
Ancora Advisors
Ohio
$1.68M
ZA
10
Zazove Associates
Nevada
$1.42M -$1.43M -153,942 Closed
CL
11
CSS LLC
Illinois
$948K +$10.1K +1,088 +1%
Wells Fargo
12
Wells Fargo
California
$639K +$4.13K +445 +0.6%
HKAM
13
Horizon Kinetics Asset Management
New York
$613K +$20.3K +2,188 +3%
Stifel Financial
14
Stifel Financial
Missouri
$551K +$184K +19,768 +49%
9WM
15
9258 Wealth Management
Ohio
$430K +$167 +18 +0%
CCP
16
Cardan Capital Partners
Colorado
$416K +$97.1K +10,446 +30%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$327K +$45.9K +4,939 +16%
PAS
18
Park Avenue Securities
New York
$325K +$329K +35,414 New
GPC
19
Glacier Peak Capital
Washington
$252K
RTS
20
Round Table Services
New Jersey
$237K +$113K +12,200 +90%
6M
21
6 Meridian
Kansas
$167K -$1.83K -197 -1%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$154K
UBS Group
23
UBS Group
Switzerland
$110K +$11.6K +1,251 +12%
WAM
24
Wolverine Asset Management
Illinois
$80K -$4.3K -463 -5%
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$40K +$427 +46 +1%

GDL Hedge Fund Activity: Q3 2019 in Review

32 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q3 2019, worth a combined $63.7M — down 3.5% from $66M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GDL and 2 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 15 added.

The largest buyer was Morgan Stanley, adding an estimated $1.73M. The largest seller was Matisse Capital, cutting an estimated $1.84M.

  • 32 institutional investors held GDL Fund (GDL) as of Q3 2019, down from 34 in Q2 2019.
  • Funds reported $63.7M of GDL Fund stock for Q3 2019, down 3.5% quarter-over-quarter.
  • 2 funds opened new GDL Fund positions in Q3 2019 and 4 closed out, a net change of -2 holders.
  • The largest GDL Fund buyer in Q3 2019 was Morgan Stanley, an estimated $1.73M added.
  • The largest GDL Fund seller in Q3 2019 was Matisse Capital, an estimated $1.84M sold.

Based on aggregated 13F filings for Q3 2019.