GDL

GDL Fund
GDL

Overview Fund Activity

26 hedge funds and large institutions have $53.6M invested in GDL Fund in 2022 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
26
Holders Change
-3
Holders Change %
-10.34%
% of All Funds
0.41%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
2
Increased
9
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ZA
1
Zazove Associates
Nevada
$1.75M
2
Bank of America
2
Bank of America
North Carolina
$2.78M
3
EP
3
Eudaimonia Partners
Tennessee
$242K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.76M
5
UBS Group
5
UBS Group
Switzerland
$150K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$4.15M
2
MAM
2
Marquette Asset Management
Minnesota
$0
3
MIG
3
Mariner Investment Group
New York
$1.03M
4
RJT
4
Raymond James Trust
Florida
$0
5
Stifel Financial
5
Stifel Financial
Missouri
$195K
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.9M 1,854,307 – –
RVPG
2
Relative Value Partners Group
$9.62M 1,118,373 -9,642 -0.9%
RJA
3
Raymond James & Associates
Florida
$5.24M 609,654 +997 +0.2%
RCM
4
Rivernorth Capital Management
Florida
$4.15M 483,072 -81,902 -14%
GI
5
GAMCO Investors
Connecticut
$3.43M 398,668 +1,742 +0.4%
Bank of America
6
Bank of America
North Carolina
$2.78M 322,921 +37,717 +13%
Morgan Stanley
7
Morgan Stanley
New York
$1.76M 205,017 +6,414 +3%
ZA
8
Zazove Associates
Nevada
$1.75M 203,318 +203,318 New
AA
9
Ancora Advisors
Ohio
$1.61M 187,106 -3,705 -2%
CA
10
Cornerstone Advisors
North Carolina
$1.51M 175,380 -2,000 -1%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$1.04M 121,382 +790 +0.7%
MIG
12
Mariner Investment Group
New York
$1.03M 120,223 -18,463 -13%
PAS
13
Park Avenue Securities
New York
$1.02M 118,041 +2,605 +2%
CL
14
CSS LLC
Illinois
$878K 102,040 – –
Wells Fargo
15
Wells Fargo
California
$532K 61,860 -4,176 -6%
EP
16
Eudaimonia Partners
Tennessee
$242K 4,700 +4,700 New
PAG
17
Private Advisor Group
New Jersey
$205K 23,903 +557 +2%
Stifel Financial
18
Stifel Financial
Missouri
$195K 22,637 -12,964 -36%
ICMP
19
Integrated Capital Management (Pennsylvania)
Pennsylvania
$164K 19,033 -1,531 -7%
UBS Group
20
UBS Group
Switzerland
$150K 17,440 +2,714 +18%
9WM
21
9258 Wealth Management
Ohio
$132K 15,361 -2,158 -12%
Osaic Holdings
22
Osaic Holdings
Arizona
$85K 9,906 -779 -7%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$43K 4,983 +68 +1%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$39K 4,505 -3,002 -40%
MSFP
25
Mark Sheptoff Financial Planning
Connecticut
$26K 3,000 – –
1
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