GDL

GDL Fund
GDL

Overview Fund Activity

40 hedge funds and large institutions have $66M invested in GDL Fund in 2018 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 12 reducing their positions, and 5 closing their positions.

Holders
40
Holders Change
–
Holders Change %
0%
% of All Funds
0.92%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
16
Reduced
12
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$3.94M
2
RJA
2
Raymond James & Associates
Florida
$8.17M
3
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$208K
4
Bank of America
4
Bank of America
North Carolina
$2.89M
5
ZA
5
Zazove Associates
Nevada
$1.24M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$0
2
GI
2
GAMCO Investors
Connecticut
$2.74M
3
MC
3
Matisse Capital
Oregon
$4.36M
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$0
5
DA
5
Doliver Advisors
Texas
$93K
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$11.7M 1,288,804 -877 -0.1%
RVPG
2
Relative Value Partners Group
$8.93M 1,061,443 -3,631 -0.3%
RJA
3
Raymond James & Associates
Florida
$8.17M 898,909 +47,352 +6%
GCIA
4
Gabelli & Co Investment Advisers
New York
$6.73M 740,516 +7,853 +1%
MC
5
Matisse Capital
Oregon
$4.36M 480,044 -46,526 -9%
CA
6
Cornerstone Advisors
North Carolina
$3.94M 433,228 +59,381 +16%
FIMG
7
Financial & Investment Management Group
Michigan
$3.31M 364,518 +12,423 +4%
Bank of America
8
Bank of America
North Carolina
$2.89M 318,018 +21,233 +7%
GI
9
GAMCO Investors
Connecticut
$2.74M 301,881 -47,755 -14%
Morgan Stanley
10
Morgan Stanley
New York
$2.22M 244,578 -32,292 -12%
AA
11
Ancora Advisors
Ohio
$2.21M 243,220 +6,000 +3%
ZA
12
Zazove Associates
Nevada
$1.24M 136,742 +18,090 +15%
AAM
13
Advisors Asset Management
Colorado
$1.05M 114,989 -17,964 -14%
CL
14
CSS LLC
Illinois
$872K 95,975 – –
WAM
15
Wolverine Asset Management
Illinois
$780K 85,936 +4,531 +6%
Wells Fargo
16
Wells Fargo
California
$722K 79,422 +131 +0.2%
GC
17
Guggenheim Capital
Illinois
$711K 78,217 +11,978 +18%
GPC
18
Glacier Peak Capital
Washington
$553K 60,884 -17,000 -22%
HK
19
Horizon Kinetics
New York
$542K 59,691 -10,804 -15%
MAM
20
Marquette Asset Management
Minnesota
$509K 56,042 – –
6M
21
6 Meridian
Kansas
$257K 28,303 +371 +1%
OTC
22
Opera Trading Capital
France
$252K 27,740 – –
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$208K 22,863 +22,863 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$159K 17,446 +17,446 New
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$147K 16,189 -600 -4%
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