GDL

GDL Fund
GDL

Overview Fund Activity

40 hedge funds and large institutions have $94.9M invested in GDL Fund in 2013 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 17 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
40
Holders Change
-1
Holders Change %
-2.44%
% of All Funds
1.3%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
–
Increased
17
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$3.11M
2
GPC
2
Glacier Peak Capital
Washington
$10.2M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$6.53M
4
GC
4
Guggenheim Capital
Illinois
$1.53M
5
Morgan Stanley
5
Morgan Stanley
New York
$6.65M

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$880K
2
AAM
2
Advisors Asset Management
Colorado
$3.84M
3
PPA
3
Parametric Portfolio Associates
Washington
$514K
4
AA
4
Ancora Advisors
Ohio
$226K
5
Lazard Asset Management
5
Lazard Asset Management
New York
$33.6M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$33.6M 2,974,344 -22,024 -0.7%
GI
2
GAMCO Investors
Connecticut
$15.5M 1,372,274 +38,479 +3%
GPC
3
Glacier Peak Capital
Washington
$10.2M 899,977 +64,102 +8%
Morgan Stanley
4
Morgan Stanley
New York
$6.65M 589,236 +42,278 +8%
PAIM
5
Punch & Associates Investment Management
Minnesota
$6.53M 578,660 +61,601 +12%
AAM
6
Advisors Asset Management
Colorado
$3.84M 340,303 -149,368 -31%
Deutsche Bank
7
Deutsche Bank
Germany
$3.11M 276,000 +138,000 +100%
DT
8
Diversified Trust
Tennessee
$2.42M 214,210 +40,800 +24%
Bank of America
9
Bank of America
North Carolina
$2.09M 185,040 +2,955 +2%
GC
10
Guggenheim Capital
Illinois
$1.53M 135,615 +48,659 +56%
1CP
11
1607 Capital Partners
Virginia
$1.32M 116,758 -300 -0.3%
U
12
UBS
Switzerland
$886K 78,598 -4,382 -5%
RCM
13
Rivernorth Capital Management
Florida
$880K 77,973 -263,479 -77%
DA
14
Doliver Advisors
Texas
$732K 64,912 +13,621 +27%
RJA
15
Raymond James & Associates
Florida
$665K 58,975 +19,460 +49%
Wells Fargo
16
Wells Fargo
California
$647K 57,315 -568 -1%
ST
17
Sentinel Trust
Texas
$592K 52,470 – –
CS
18
Credit Suisse
Switzerland
$590K 52,296 +12 +0%
PPA
19
Parametric Portfolio Associates
Washington
$514K 45,602 -37,251 -45%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$398K 35,191 +95 +0.3%
LPL Financial
21
LPL Financial
California
$355K 31,801 -3,699 -10%
RVP
22
Relative Value Partners
Illinois
$310K 27,485 – –
VAM
23
Visium Asset Management
New York
$253K 22,449 +216 +1%
SCM
24
Summit Capital Management
Washington
$245K 21,753 – –
AA
25
Ancora Advisors
Ohio
$226K 20,000 -32,715 -62%
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