GDL

GDL Fund
GDL

Overview Fund Activity

44 hedge funds and large institutions have $88.9M invested in GDL Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
44
Holders Change
-6
Holders Change %
-12%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
13
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$2.77M
2
CA
2
Cornerstone Advisors
North Carolina
$2.79M
3
RJA
3
Raymond James & Associates
Florida
$2.26M
4
Bank of America
4
Bank of America
North Carolina
$2.14M
5
FIMG
5
Financial & Investment Management Group
Michigan
$2.36M

Top Sellers

1
AA
1
Ancora Advisors
Ohio
$2.12M
2
Morgan Stanley
2
Morgan Stanley
New York
$4.8M
3
SCM
3
Summit Capital Management
Washington
$1.13M
4
GC
4
Guggenheim Capital
Illinois
$2.85M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$23.6M 2,278,080 -12,169 -0.5%
GI
2
GAMCO Investors
Connecticut
$15.9M 1,542,111 +17,650 +1%
GPC
3
Glacier Peak Capital
Washington
$7.8M 755,298 – –
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.05M 488,335 -9,365 -2%
Morgan Stanley
5
Morgan Stanley
New York
$4.8M 464,229 -73,020 -14%
RCM
6
Rivernorth Capital Management
Florida
$3.21M 310,425 +19,510 +7%
GC
7
Guggenheim Capital
Illinois
$2.85M 276,266 -46,455 -14%
CA
8
Cornerstone Advisors
North Carolina
$2.79M 270,249 +107,138 +66%
Deutsche Bank
9
Deutsche Bank
Germany
$2.77M 268,600 +134,300 +100%
1CP
10
1607 Capital Partners
Virginia
$2.53M 245,091 +9,692 +4%
FIMG
11
Financial & Investment Management Group
Michigan
$2.36M 228,087 +26,911 +13%
RJA
12
Raymond James & Associates
Florida
$2.26M 218,417 +67,487 +45%
Bank of America
13
Bank of America
North Carolina
$2.14M 207,409 +30,306 +17%
AA
14
Ancora Advisors
Ohio
– – -237,550 Closed
SCM
15
Summit Capital Management
Washington
$1.13M 109,523 -59,662 -35%
BNP Paribas Financial Markets
16
BNP Paribas Financial Markets
France
$1.06M 102,248 -45,000 -31%
ST
17
Sentinel Trust
Texas
$949K 91,844 – –
CL
18
CSS LLC
Illinois
$822K 79,612 – –
DA
19
Doliver Advisors
Texas
$818K 79,219 -21,042 -21%
BI
20
Bulldog Investors
New Jersey
$654K 63,251 – –
CAS
21
Cue Advisory Services
Arizona
$549K 53,495 -10,095 -16%
MFS
22
MSI Financial Services
Massachusetts
$419K 40,599 +18 +0%
Wells Fargo
23
Wells Fargo
California
$373K 36,094 -5,321 -13%
RTS
24
Round Table Services
New Jersey
$354K 34,300 +20,300 +145%
CS
25
Credit Suisse
Switzerland
$294K 28,414 -15,035 -35%
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