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GDL

GDL Fund

33 hedge funds and large institutions have $54.6M invested in GDL Fund in 2020 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

3% more capital invested

Capital invested by funds: $53.1M → $54.6M (+$1.46M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0.52% less ownership

Funds ownership: 40.97%40.45% (-0.52%)

3% less funds holding

Funds holding: 3433 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.58%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
3
Increased
13
Reduced
10
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$15.4M
RVPG
2
Relative Value Partners Group
$9.23M +$517K +60,347 +6%
RJA
3
Raymond James & Associates
Florida
$5.51M -$895K -104,481 -14%
GI
4
GAMCO Investors
Connecticut
$3.21M +$88.3K +10,303 +3%
CA
5
Cornerstone Advisors
North Carolina
$2.31M +$35.1K +4,100 +2%
Bank of America
6
Bank of America
North Carolina
$2.14M -$24.4K -2,854 -1%
MIG
7
Mariner Investment Group
New York
$2.03M +$77.9K +9,100 +4%
MC
8
Matisse Capital
Oregon
$1.94M
ZA
9
Zazove Associates
Nevada
$1.77M +$279K +32,600 +19%
AA
10
Ancora Advisors
Ohio
$1.68M
Morgan Stanley
11
Morgan Stanley
New York
$1.48M +$14.4K +1,678 +1%
1CP
12
1607 Capital Partners
Virginia
$1.28M -$5.14K -600 -0.4%
CL
13
CSS LLC
Illinois
$867K -$64.5K -7,527 -7%
EP
14
Eudaimonia Partners
Tennessee
$809K +$47.4K +5,537 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$762K +$68.4K +7,982 +10%
PAS
16
Park Avenue Securities
New York
$741K +$52.7K +6,147 +8%
Stifel Financial
17
Stifel Financial
Missouri
$650K -$51.6K -6,025 -7%
Wells Fargo
18
Wells Fargo
California
$579K +$50.8K +5,930 +10%
CCP
19
Clough Capital Partners
Massachusetts
$384K
MAM
20
Marquette Asset Management
Minnesota
$314K +$308K +36,000 New
CCP
21
Cardan Capital Partners
Colorado
$309K
9WM
22
9258 Wealth Management
Ohio
$212K -$79.4K -9,274 -28%
PAG
23
Private Advisor Group
New Jersey
$169K -$10.3K -1,200 -6%
AA
24
AQR Arbitrage
Connecticut
$154K -$3.02K -353 -2%
RJT
25
Raymond James Trust
Florida
$141K

GDL Hedge Fund Activity: Q4 2020 in Review

33 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2020, worth a combined $54.6M — up 2.8% from $53.1M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GDL and 3 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 13 added.

The largest buyer was Relative Value Partners Group, adding an estimated $517K. The largest seller was Raymond James & Associates, cutting an estimated $895K.

  • 33 institutional investors held GDL Fund (GDL) as of Q4 2020, down from 34 in Q3 2020.
  • Funds reported $54.6M of GDL Fund stock for Q4 2020, up 2.8% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q4 2020 and 4 closed out, a net change of -1 holder.
  • The largest GDL Fund buyer in Q4 2020 was Relative Value Partners Group, an estimated $517K added.
  • The largest GDL Fund seller in Q4 2020 was Raymond James & Associates, an estimated $895K sold.

Based on aggregated 13F filings for Q4 2020.