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GDL

GDL Fund

42 hedge funds and large institutions have $89.6M invested in GDL Fund in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.01% more ownership

Funds ownership: 45.53%47.54% (+2%)

7% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 14

4% more capital invested

Capital invested by funds: $85.8M → $89.6M (+$3.81M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

7% less funds holding

Funds holding: 4542 (-3)

40% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 5

Holders
42
Holders Change
-3
Holders Change %
-6.67%
% of All Funds
1.05%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
3
Increased
15
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCIA
1
Gabelli & Co Investment Advisers
New York
$14.4M +$459K +46,278 +3%
Lazard Asset Management
2
Lazard Asset Management
New York
$13.3M -$194K -19,500 -1%
AAM
3
Advisors Asset Management
Colorado
$10.1M -$130K -13,142 -1%
GPC
4
Glacier Peak Capital
Washington
$9.38M -$38.7K -3,899 -0.4%
RJA
5
Raymond James & Associates
Florida
$6.83M +$2.02M +203,815 +42%
MC
6
Matisse Capital
Oregon
$5.6M -$366K -36,900 -6%
RCM
7
Rivernorth Capital Management
Florida
$3.79M
FIMG
8
Financial & Investment Management Group
Michigan
$3.48M +$191K +19,284 +6%
CA
9
Cornerstone Advisors
North Carolina
$3.2M
HK
10
Horizon Kinetics
New York
$2.88M +$2.06M +207,694 +243%
GI
11
GAMCO Investors
Connecticut
$2.84M +$82.3K +8,288 +3%
Bank of America
12
Bank of America
North Carolina
$2.65M +$231K +23,291 +9%
AA
13
Ancora Advisors
Ohio
$1.66M -$158K -15,885 -9%
Morgan Stanley
14
Morgan Stanley
New York
$1.33M +$134K +13,492 +11%
ZA
15
Zazove Associates
Nevada
$1.08M
CL
16
CSS LLC
Illinois
$902K +$14.5K +1,464 +2%
ST
17
Sentinel Trust
Texas
$798K
GC
18
Guggenheim Capital
Illinois
$754K +$114K +11,509 +18%
1CP
19
1607 Capital Partners
Virginia
$624K -$227K -22,869 -27%
Wells Fargo
20
Wells Fargo
California
$491K +$79.2K +7,982 +19%
Citigroup
21
Citigroup
New York
$485K +$217K +21,846 +80%
WS
22
Wedbush Securities
California
$431K +$123K +12,367 +39%
DA
23
Doliver Advisors
Texas
$407K -$1.04K -105 -0.3%
MAM
24
Marquette Asset Management
Minnesota
$323K +$326K +32,803 New
RVPG
25
Relative Value Partners Group
$271K

GDL Hedge Fund Activity: Q1 2017 in Review

42 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q1 2017, worth a combined $89.6M — up 4.4% from $85.8M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of GDL and 3 opened new positions — a net loss of 2 holders — while 14 trimmed existing stakes and 15 added.

The largest buyer was Horizon Kinetics, adding an estimated $2.06M. The largest seller was Matisse Capital, cutting an estimated $366K.

  • 42 institutional investors held GDL Fund (GDL) as of Q1 2017, down from 45 in Q4 2016.
  • Funds reported $89.6M of GDL Fund stock for Q1 2017, up 4.4% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q1 2017 and 5 closed out, a net change of -2 holders.
  • The largest GDL Fund buyer in Q1 2017 was Horizon Kinetics, an estimated $2.06M added.
  • The largest GDL Fund seller in Q1 2017 was Matisse Capital, an estimated $366K sold.

Based on aggregated 13F filings for Q1 2017.