GDL

GDL Fund
GDL

Overview Fund Activity

48 hedge funds and large institutions have $90.9M invested in GDL Fund in 2016 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 16 reducing their positions, and 2 closing their positions.

Holders
48
Holders Change
+2
Holders Change %
+4.35%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
20
Reduced
16
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$10.7M
2
MC
2
Matisse Capital
Oregon
$4.44M
3
Bank of America
3
Bank of America
North Carolina
$2.61M
4
RJA
4
Raymond James & Associates
Florida
$2.55M
5
ST
5
Sentinel Trust
Texas
$344K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$3.97M
2
Lazard Asset Management
2
Lazard Asset Management
New York
$19.1M
3
HK
3
Horizon Kinetics
New York
$1.04M
4
FIMG
4
Financial & Investment Management Group
Michigan
$1.8M
5
GFM
5
Gramercy Funds Management
Connecticut
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$19.1M 1,922,448 -157,219 -8%
GCIA
2
Gabelli & Co Investment Advisers
New York
$13.9M 1,395,750 +29,170 +2%
AAM
3
Advisors Asset Management
Colorado
$10.7M 1,073,549 +275,813 +35%
GPC
4
Glacier Peak Capital
Washington
$8.07M 812,243 +95 +0%
MC
5
Matisse Capital
Oregon
$4.44M 447,200 +109,735 +33%
PAIM
6
Punch & Associates Investment Management
Minnesota
$3.97M 399,632 -273,858 -41%
RCM
7
Rivernorth Capital Management
Florida
$3.84M 386,464 – –
GI
8
GAMCO Investors
Connecticut
$2.74M 276,019 +851 +0.3%
CA
9
Cornerstone Advisors
North Carolina
$2.64M 265,518 – –
Bank of America
10
Bank of America
North Carolina
$2.61M 262,879 +36,803 +16%
RJA
11
Raymond James & Associates
Florida
$2.55M 257,207 +35,012 +16%
AA
12
Ancora Advisors
Ohio
$1.94M 195,141 +20,000 +11%
Morgan Stanley
13
Morgan Stanley
New York
$1.83M 183,848 -9,416 -5%
FIMG
14
Financial & Investment Management Group
Michigan
$1.8M 181,513 -33,761 -16%
1CP
15
1607 Capital Partners
Virginia
$1.68M 169,607 -11,400 -6%
Deutsche Bank
16
Deutsche Bank
Germany
$1.08M 108,500 -5,600 -5%
HK
17
Horizon Kinetics
New York
$1.04M 104,811 -51,050 -33%
CL
18
CSS LLC
Illinois
$867K 87,354 +1,358 +2%
OTC
19
Opera Trading Capital
France
$585K 58,921 -10,557 -15%
GC
20
Guggenheim Capital
Illinois
$562K 56,524 -28,043 -33%
WS
21
Wedbush Securities
California
$550K 55,343 +6,860 +14%
BI
22
Bulldog Investors
New Jersey
$535K 53,898 -16,275 -23%
Wells Fargo
23
Wells Fargo
California
$448K 45,158 +1,496 +3%
Citigroup
24
Citigroup
New York
$387K 39,028 +26,398 +209%
Stifel Financial
25
Stifel Financial
Missouri
$383K 38,472 +21,792 +131%
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