GDL

GDL Fund
GDL

Overview Fund Activity

28 hedge funds and large institutions have $45.5M invested in GDL Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
28
Holders Change
-1
Holders Change %
-3.45%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
7
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
EP
1
Eudaimonia Partners
Tennessee
$975K
2
BRWA
2
B. Riley Wealth Advisors
Florida
$224K
3
CA
3
Cornerstone Advisors
North Carolina
$1.54M
4
Morgan Stanley
4
Morgan Stanley
New York
$2.06M
5
TJHA
5
Thomas J. Herzfeld Advisors
Florida
$41K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$2.78M
2
RVPG
2
Relative Value Partners Group
$8.55M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$0
4
Wells Fargo
4
Wells Fargo
California
$478K
5
PAS
5
Park Avenue Securities
New York
$885K
Name Market Value Shares Shares
Change 		Shares
Change %
GCIA
1
Gabelli & Co Investment Advisers
New York
$14.7M 1,854,307 – –
RVPG
2
Relative Value Partners Group
$8.55M 1,079,998 -17,705 -2%
GI
3
GAMCO Investors
Connecticut
$3.29M 415,176 +3,408 +0.8%
RCM
4
Rivernorth Capital Management
Florida
$2.78M 350,843 -19,562 -5%
Bank of America
5
Bank of America
North Carolina
$2.49M 314,192 -2,432 -0.8%
Morgan Stanley
6
Morgan Stanley
New York
$2.06M 260,430 +10,760 +4%
ZA
7
Zazove Associates
Nevada
$1.61M 203,318 – –
CA
8
Cornerstone Advisors
North Carolina
$1.54M 194,555 +18,375 +10%
AA
9
Ancora Advisors
Ohio
$1.38M 174,626 – –
EP
10
Eudaimonia Partners
Tennessee
$975K 123,092 +123,092 New
MIG
11
Mariner Investment Group
New York
$963K 121,559 -3,310 -3%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$937K 118,257 -1,100 -0.9%
PAS
13
Park Avenue Securities
New York
$885K 111,713 -3,890 -3%
CL
14
CSS LLC
Illinois
$844K 106,536 +1,593 +2%
RJA
15
Raymond James & Associates
Florida
$704K 88,868 +194 +0.2%
Wells Fargo
16
Wells Fargo
California
$478K 60,294 -5,284 -8%
BRWA
17
B. Riley Wealth Advisors
Florida
$224K 28,205 +28,205 New
PAG
18
Private Advisor Group
New Jersey
$175K 22,070 – –
IWC
19
Integrated Wealth Concepts
Massachusetts
$171K 21,653 -253 -1%
UBS Group
20
UBS Group
Switzerland
$150K 18,915 +2,891 +18%
ICMP
21
Integrated Capital Management (Pennsylvania)
Pennsylvania
$143K 18,151 -203 -1%
9WM
22
9258 Wealth Management
Ohio
$113K 14,311 – –
Osaic Holdings
23
Osaic Holdings
Arizona
$84K 10,552 +623 +6%
RJT
24
Raymond James Trust
Florida
$81K 10,218 – –
CWM
25
Castle Wealth Management
Florida
$77K 9,709 -2,750 -22%
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