GDL

GDL Fund
GDL

Overview Fund Activity

41 hedge funds and large institutions have $94.1M invested in GDL Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
14
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$35.5M
2
GPC
2
Glacier Peak Capital
Washington
$11.9M
3
GC
3
Guggenheim Capital
Illinois
$2.24M
4
TC
4
TFS Capital
Pennsylvania
$682K
5
GI
5
GAMCO Investors
Connecticut
$15.7M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$320K
2
Deutsche Bank
2
Deutsche Bank
Germany
$1.52M
3
U
3
UBS
Switzerland
$107K
4
Morgan Stanley
4
Morgan Stanley
New York
$5.91M
5
PPA
5
Parametric Portfolio Associates
Washington
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Lazard Asset Management
1
Lazard Asset Management
New York
$35.5M 3,220,244 +245,900 +8%
GI
2
GAMCO Investors
Connecticut
$15.7M 1,427,037 +54,763 +4%
GPC
3
Glacier Peak Capital
Washington
$11.9M 1,081,889 +181,912 +20%
PAIM
4
Punch & Associates Investment Management
Minnesota
$6.54M 593,771 +15,111 +3%
Morgan Stanley
5
Morgan Stanley
New York
$5.91M 536,478 -52,758 -9%
DT
6
Diversified Trust
Tennessee
$2.35M 213,010 -1,200 -0.6%
GC
7
Guggenheim Capital
Illinois
$2.24M 203,512 +67,897 +50%
Bank of America
8
Bank of America
North Carolina
$2.19M 198,721 +13,681 +7%
Deutsche Bank
9
Deutsche Bank
Germany
$1.52M 138,000 -138,000 -50%
1CP
10
1607 Capital Partners
Virginia
$1.29M 116,758 – –
DA
11
Doliver Advisors
Texas
$1.04M 94,135 +29,223 +45%
CL
12
CSS LLC
Illinois
$698K 63,307 +63,307 New
TC
13
TFS Capital
Pennsylvania
$682K 61,893 +61,893 New
CS
14
Credit Suisse
Switzerland
$586K 53,176 +880 +2%
ST
15
Sentinel Trust
Texas
$578K 52,470 – –
RCM
16
Rivernorth Capital Management
Florida
$564K 51,213 -26,760 -34%
RJA
17
Raymond James & Associates
Florida
$551K 50,041 -8,934 -15%
Wells Fargo
18
Wells Fargo
California
$496K 44,999 -12,316 -21%
AA
19
Ancora Advisors
Ohio
$474K 43,000 +23,000 +115%
LPL Financial
20
LPL Financial
California
$371K 33,671 +1,870 +6%
SCM
21
Summit Capital Management
Washington
$363K 32,953 +11,200 +51%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$347K 31,491 -3,700 -11%
AAM
23
Advisors Asset Management
Colorado
$320K 29,078 -311,225 -91%
RVP
24
Relative Value Partners
Illinois
$303K 27,485 – –
SG Americas Securities
25
SG Americas Securities
New York
$277K 25,179 +25,179 New
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