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GDL

GDL Fund

41 hedge funds and large institutions have $94M invested in GDL Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

3% more funds holding

Funds holding: 4041 (+1)

0.51% more ownership

Funds ownership: 39.99%40.5% (+0.51%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $94.9M → $94M (-$839K)

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
14
Reduced
10
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Lazard Asset Management
1
Lazard Asset Management
New York
$35.5M +$2.76M +245,900 +8%
GI
2
GAMCO Investors
Connecticut
$15.7M +$615K +54,763 +4%
GPC
3
Glacier Peak Capital
Washington
$11.9M +$2.04M +181,912 +20%
PAIM
4
Punch & Associates Investment Management
Minnesota
$6.54M +$170K +15,111 +3%
Morgan Stanley
5
Morgan Stanley
New York
$5.91M -$593K -52,758 -9%
DT
6
Diversified Trust
Tennessee
$2.35M -$13.5K -1,200 -0.6%
GC
7
Guggenheim Capital
Illinois
$2.24M +$763K +67,897 +50%
Bank of America
8
Bank of America
North Carolina
$2.19M +$154K +13,681 +7%
Deutsche Bank
9
Deutsche Bank
Germany
$1.52M -$1.55M -138,000 -50%
1CP
10
1607 Capital Partners
Virginia
$1.29M
DA
11
Doliver Advisors
Texas
$1.04M +$328K +29,223 +45%
CL
12
CSS LLC
Illinois
$698K +$711K +63,307 New
TC
13
TFS Capital
Pennsylvania
$682K +$696K +61,893 New
CS
14
Credit Suisse
Switzerland
$586K +$9.89K +880 +2%
ST
15
Sentinel Trust
Texas
$578K
RCM
16
Rivernorth Capital Management
Florida
$564K -$301K -26,760 -34%
RJA
17
Raymond James & Associates
Florida
$551K -$100K -8,934 -15%
Wells Fargo
18
Wells Fargo
California
$496K -$138K -12,316 -21%
AA
19
Ancora Advisors
Ohio
$474K +$258K +23,000 +115%
LPL Financial
20
LPL Financial
California
$371K +$21K +1,870 +6%
SCM
21
Summit Capital Management
Washington
$363K +$126K +11,200 +51%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$347K -$41.6K -3,700 -11%
AAM
23
Advisors Asset Management
Colorado
$320K -$3.5M -311,225 -91%
RVP
24
Relative Value Partners
Illinois
$303K
SG Americas Securities
25
SG Americas Securities
New York
$277K +$283K +25,179 New

GDL Hedge Fund Activity: Q4 2013 in Review

41 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q4 2013, worth a combined $94M — down 0.88% from $94.9M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new GDL positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Lazard Asset Management, adding an estimated $2.76M. The largest seller was Advisors Asset Management, cutting an estimated $3.5M.

  • 41 institutional investors held GDL Fund (GDL) as of Q4 2013, up from 40 in Q3 2013.
  • Funds reported $94M of GDL Fund stock for Q4 2013, down 0.88% quarter-over-quarter.
  • 9 funds opened new GDL Fund positions in Q4 2013 and 7 closed out, a net change of +2 holders.
  • The largest GDL Fund buyer in Q4 2013 was Lazard Asset Management, an estimated $2.76M added.
  • The largest GDL Fund seller in Q4 2013 was Advisors Asset Management, an estimated $3.5M sold.

Based on aggregated 13F filings for Q4 2013.