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GDL

GDL Fund

37 hedge funds and large institutions have $109M invested in GDL Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0.86% less ownership

Funds ownership: 60.05%59.19% (-0.86%)

2% less capital invested

Capital invested by funds: $111M → $109M (-$2.21M)

5% less funds holding

Funds holding: 3937 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

53% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 15

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
3
Increased
7
Reduced
15
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$29.4M +$4.23M +413,707 +17%
GCIA
2
Gabelli & Co Investment Advisers
New York
$15.4M +$237K +23,161 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$13.8M
RJA
4
Raymond James & Associates
Florida
$8.57M -$23.3K -2,280 -0.3%
GPC
5
Glacier Peak Capital
Washington
$7.74M -$973K -95,123 -11%
AAM
6
Advisors Asset Management
Colorado
$5.77M -$1.8M -175,924 -24%
FIMG
7
Financial & Investment Management Group
Michigan
$3.71M -$77.8K -7,608 -2%
HK
8
Horizon Kinetics
New York
$3.6M +$467K +45,685 +15%
MC
9
Matisse Capital
Oregon
$3.48M -$317K -30,965 -8%
GI
10
GAMCO Investors
Connecticut
$3.07M +$91.7K +8,972 +3%
Bank of America
11
Bank of America
North Carolina
$2.7M -$78.6K -7,686 -3%
Morgan Stanley
12
Morgan Stanley
New York
$2.19M -$261K -25,537 -11%
AA
13
Ancora Advisors
Ohio
$1.72M
CA
14
Cornerstone Advisors
North Carolina
$1.71M -$712K -69,671 -29%
ZA
15
Zazove Associates
Nevada
$1.13M
CL
16
CSS LLC
Illinois
$935K
ICM
17
Ionic Capital Management
New York
$897K -$51.6K -5,050 -5%
GC
18
Guggenheim Capital
Illinois
$450K -$409K -39,967 -48%
Wells Fargo
19
Wells Fargo
California
$402K -$51K -4,989 -11%
MAM
20
Marquette Asset Management
Minnesota
$366K
DA
21
Doliver Advisors
Texas
$328K -$69.4K -6,789 -17%
WS
22
Wedbush Securities
California
$321K -$176K -17,195 -35%
OTC
23
Opera Trading Capital
France
$283K
BI
24
Bulldog Investors
New Jersey
$271K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$240K +$42.2K +4,129 +21%

GDL Hedge Fund Activity: Q3 2017 in Review

37 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q3 2017, worth a combined $109M — down 2% from $111M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of GDL and 3 opened new positions — a net loss of 1 holder — while 15 trimmed existing stakes and 7 added.

The largest buyer was Relative Value Partners Group, adding an estimated $4.23M. The largest seller was Advisors Asset Management, cutting an estimated $1.8M.

  • 37 institutional investors held GDL Fund (GDL) as of Q3 2017, down from 39 in Q2 2017.
  • Funds reported $109M of GDL Fund stock for Q3 2017, down 2% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q3 2017 and 4 closed out, a net change of -1 holder.
  • The largest GDL Fund buyer in Q3 2017 was Relative Value Partners Group, an estimated $4.23M added.
  • The largest GDL Fund seller in Q3 2017 was Advisors Asset Management, an estimated $1.8M sold.

Based on aggregated 13F filings for Q3 2017.