GDL

GDL Fund
GDL

Overview Fund Activity

37 hedge funds and large institutions have $109M invested in GDL Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.92%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
3
Increased
7
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RVPG
1
Relative Value Partners Group
$29.4M
2
HK
2
Horizon Kinetics
New York
$3.6M
3
GCIA
3
Gabelli & Co Investment Advisers
New York
$15.4M
4
SI
4
SII Investments
Wisconsin
$120K
5
GI
5
GAMCO Investors
Connecticut
$3.07M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.77M
2
RCM
2
Rivernorth Capital Management
Florida
$0
3
GPC
3
Glacier Peak Capital
Washington
$7.74M
4
CA
4
Cornerstone Advisors
North Carolina
$1.71M
5
GC
5
Guggenheim Capital
Illinois
$450K
Name Market Value Shares Shares
Change 		Shares
Change %
RVPG
1
Relative Value Partners Group
$29.4M 2,877,657 +413,707 +17%
GCIA
2
Gabelli & Co Investment Advisers
New York
$15.4M 1,510,154 +23,161 +2%
Lazard Asset Management
3
Lazard Asset Management
New York
$13.8M 1,347,281 – –
RJA
4
Raymond James & Associates
Florida
$8.57M 840,049 -2,280 -0.3%
GPC
5
Glacier Peak Capital
Washington
$7.74M 759,150 -95,123 -11%
AAM
6
Advisors Asset Management
Colorado
$5.77M 564,860 -175,924 -24%
FIMG
7
Financial & Investment Management Group
Michigan
$3.71M 363,647 -7,608 -2%
HK
8
Horizon Kinetics
New York
$3.6M 353,212 +45,685 +15%
MC
9
Matisse Capital
Oregon
$3.49M 341,679 -30,965 -8%
GI
10
GAMCO Investors
Connecticut
$3.07M 300,596 +8,972 +3%
Bank of America
11
Bank of America
North Carolina
$2.7M 265,108 -7,686 -3%
Morgan Stanley
12
Morgan Stanley
New York
$2.19M 214,385 -25,537 -11%
AA
13
Ancora Advisors
Ohio
$1.72M 169,020 – –
CA
14
Cornerstone Advisors
North Carolina
$1.71M 167,256 -69,671 -29%
ZA
15
Zazove Associates
Nevada
$1.13M 110,269 – –
CL
16
CSS LLC
Illinois
$935K 91,669 – –
ICM
17
Ionic Capital Management
New York
$897K 87,947 -5,050 -5%
GC
18
Guggenheim Capital
Illinois
$450K 44,054 -39,967 -48%
Wells Fargo
19
Wells Fargo
California
$402K 39,386 -4,989 -11%
MAM
20
Marquette Asset Management
Minnesota
$366K 35,912 – –
DA
21
Doliver Advisors
Texas
$328K 32,154 -6,789 -17%
WS
22
Wedbush Securities
California
$321K 31,434 -17,195 -35%
OTC
23
Opera Trading Capital
France
$283K 27,740 – –
BI
24
Bulldog Investors
New Jersey
$271K 26,554 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$240K 23,602 +4,129 +21%
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