SII Investments’s GDL Fund GDL Stock Holding History

SII Investments’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-11,937	Closed	-$120K	–	472
2017 Q3	$120K	Buy	+11,937	New	+$122K	0.01%	576

Other funds holding GDL

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

Lazard Asset Management

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of America

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SII Investments's GDL Position: Q4 2017 in Review

SII Investments sold out of GDL Fund (GDL) in Q4 2017, closing a stake of 11,937 shares — an estimated $120K sold.

SII Investments first reported a position in GDL in Q3 2017 and held it in 1 quarter. The position peaked at $120K in Q3 2017. 38 funds tracked by Wall St. Rank hold GDL as of Q4 2017.

SII Investments reported no remaining GDL Fund position as of Q4 2017 after selling out during the quarter.
SII Investments sold 11,937 GDL Fund shares in Q4 2017, an estimated $120K.
SII Investments first reported a position in GDL Fund in Q3 2017 and held it in 1 quarter.
SII Investments's GDL Fund position peaked at $120K in Q3 2017.
38 funds tracked by Wall St. Rank held GDL Fund as of Q4 2017.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.