BNP Paribas Financial Markets’s GDL Fund GDL Stock Holding History

BNP Paribas Financial Markets’s Portfolio GDL Stock Details GDL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-102,248	Closed	-$1M	–	3590
2015 Q3	$1M	Buy	+102,248	New	+$1.03M	﹤0.01%	1051
2015 Q2	–	Sell	-102,248	Closed	-$1.06M	–	3570
2015 Q1	$1.06M	Sell	102,248 -45,000	-31%	-$462K	﹤0.01%	1079
2014 Q4	$1.51M	Buy	147,248 +5,500	+4%	+$56.6K	0.01%	879
2014 Q3	$1.49M	Buy	141,748 +101,748	+254%	+$1.09M	﹤0.01%	1123
2014 Q2	$434K	Buy	+40,000	New	+$439K	﹤0.01%	1543

Other funds holding GDL

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

GCIA

Gabelli & Co Investment Advisers Rye, New York $674M AUM 64.52% 1-Year Est. Return

GPC

Glacier Peak Capital Bellevue, Washington $96.2M AUM 0.45% 1-Year Est. Return

Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BNP Paribas Financial Markets's GDL Position: Q4 2015 in Review

BNP Paribas Financial Markets sold out of GDL Fund (GDL) in Q4 2015, closing a stake of 102,248 shares — an estimated $1M sold.

BNP Paribas Financial Markets first reported a position in GDL in Q2 2014 and held it in 5 quarters. The position peaked at $1.51M in Q4 2014. 45 funds tracked by Wall St. Rank hold GDL as of Q4 2015.

BNP Paribas Financial Markets reported no remaining GDL Fund position as of Q4 2015 after selling out during the quarter.
BNP Paribas Financial Markets sold 102,248 GDL Fund shares in Q4 2015, an estimated $1M.
BNP Paribas Financial Markets first reported a position in GDL Fund in Q2 2014 and held it in 5 quarters.
BNP Paribas Financial Markets's GDL Fund position peaked at $1.51M in Q4 2014.
45 funds tracked by Wall St. Rank held GDL Fund as of Q4 2015.

Based on BNP Paribas Financial Markets's 13F filing for Q4 2015, filed 10 Feb 2016.