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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$29.6M
Cap. Flow
-$11.3M
Cap. Flow %
-4.13%
Top 10 Hldgs %
32.55%
Holding
139
New
26
Increased
27
Reduced
56
Closed
16

Top Buys

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$7.69M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$7.32M
3
BGT icon
BlackRock Floating Rate Income Trust
BGT
+$5.99M
4
DSL
DoubleLine Income Solutions Fund
DSL
+$4.04M
5
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$3.64M

Top Sells

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$13.5M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$10.4M
3
BSJK
Invesco BulletShares 2020 High Yield Corporate Bond ETF
BSJK
+$9.07M
4
MPT
Medical Properties Trust
MPT
+$6.68M
5
NOK icon
Nokia
NOK
+$5.83M

Sector Composition

Rank Sector Weight
1 Miscellaneous 54.07%
2 Real Estate 12.98%
3 Healthcare 8.06%
4 Communication Services 7.5%
5 Materials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTZ icon
1
BlackRock Credit Allocation Income Trust
BTZ
$946M
$16.8M 6.11%
1,499,442
+656,708
+78% +$7.69M
FT
2
Franklin Universal Trust
FT
$194M
$11.1M 4.07%
1,755,395
+140,393
+9% +$916K
SABA
3
Saba Capital Income & Opportunities Fund II
SABA
$221M
$9.78M 3.57%
810,495
+131,084
+19% +$1.6M
KW
4
DELISTED
Kennedy-Wilson Holdings
KW
$9.22M 3.36%
507,541
-37,357
-7% -$717K
JQC icon
5
Nuveen Credit Strategies Income Fund
JQC
$705M
$8.87M 3.23%
1,198,082
-119,091
-9% -$912K
WIW
6
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$509M
$7.17M 2.61%
+706,203
New +$7.32M
MRK icon
7
Merck
MRK
$366B
$7M 2.55%
96,067
-12,248
-11% -$865K
BWG
8
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$128M
$6.48M 2.36%
623,997
+128,669
+26% +$1.34M
BRX icon
9
Brixmor Property Group
BRX
$8.95B
$6.47M 2.36%
440,600
-52,220
-11% -$823K
BRW
10
Saba Capital Income & Opportunities Fund
BRW
$332M
$6.36M 2.32%
708,150
+83,096
+13% +$791K
SCHP icon
11
Schwab US TIPS ETF
SCHP
$16.5B
$6.05M 2.21%
227,348
-390,626
-63% -$10.4M
VER
12
DELISTED
VEREIT, Inc.
VER
$6M 2.19%
167,759
-16,413
-9% -$609K
SAND
13
DELISTED
Sandstorm Gold
SAND
$5.95M 2.17%
1,289,636
-143,344
-10% -$582K
VTA
14
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.9M 2.15%
574,519
+127,092
+28% +$1.39M
OMC icon
15
Omnicom Group
OMC
$24.2B
$5.59M 2.04%
76,299
-7,898
-9% -$586K
BGT icon
16
BlackRock Floating Rate Income Trust
BGT
$331M
$5.53M 2.02%
+478,926
New +$5.99M
VVR icon
17
Invesco Senior Income Trust
VVR
$451M
$4.85M 1.77%
1,239,806
+252,602
+26% +$1.04M
PHG icon
18
Philips
PHG
$26.1B
$4.84M 1.77%
177,635
+72,868
+70% +$2.15M
KIM icon
19
Kimco Realty
KIM
$16B
$4.55M 1.66%
310,345
-36,540
-11% -$574K
UNIT
20
Uniti Group
UNIT
$2.43B
$4.28M 1.56%
274,601
-36,047
-12% -$678K
ARRY
21
DELISTED
Array Biopharma Inc
ARRY
$4.21M 1.54%
295,610
-38,994
-12% -$591K
DIS icon
22
Walt Disney
DIS
$187B
$4.01M 1.46%
36,580
-5,006
-12% -$569K
WPM icon
23
Wheaton Precious Metals
WPM
$69.6B
$3.89M 1.42%
199,248
-20,051
-9% -$342K
VOD icon
24
Vodafone
VOD
$37.1B
$3.85M 1.41%
199,888
+57,474
+40% +$1.15M
DSL
25
DoubleLine Income Solutions Fund
DSL
$1.22B
$3.76M 1.37%
+217,101
New +$4.04M
1
2 3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2018 Portfolio in Review

As of Q4 2018, Financial & Investment Management Group held 139 positions worth $274M, down 9.7% from $304M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Financial & Investment Management Group withdrew a net $11.3M in Q4 2018, closing 16 positions and reducing 56 holdings. Its most notable exit was Schwab Short-Term US Treasury ETF, an estimated $13.5M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 54% of assets, up from 47% a quarter earlier, followed by Real Estate and Healthcare.

Against the trend, Financial & Investment Management Group opened a new position in Western Asset Inflation-Linked Opportunities & Income Fund worth $7.17M.

  • Financial & Investment Management Group's largest Q4 2018 buy was Western Asset Inflation-Linked Opportunities & Income Fund: 706,203 shares worth $7.17M.
  • Financial & Investment Management Group added most to BlackRock Credit Allocation Income Trust in Q4 2018, an estimated $7.69M increase.
  • Financial & Investment Management Group's biggest Q4 2018 reduction was Schwab US TIPS ETF, cutting an estimated $10.4M.
  • Financial & Investment Management Group fully exited Schwab Short-Term US Treasury ETF in Q4 2018, selling an estimated $13.5M.
  • Financial & Investment Management Group's ten largest holdings make up 33% of its $274M portfolio in Q4 2018.
  • Financial & Investment Management Group opened 26 new positions and closed 16 in Q4 2018.
  • Financial & Investment Management Group's portfolio value fell 9.7% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q4 2018, filed 30 Jan 2019.