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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.38%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$296M
AUM Growth
+$36.4M
Cap. Flow
+$26.9M
Cap. Flow %
9.08%
Top 10 Hldgs %
52.08%
Holding
111
New
16
Increased
19
Reduced
50
Closed
17

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$32.3M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$7.92M
3
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$7.91M
4
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$5.03M
5
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$4.28M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.66M
3
STJ
St Jude Medical
STJ
+$5.24M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$4.21M
5
ERIC icon
Ericsson
ERIC
+$3.22M

Sector Composition

Rank Sector Weight
1 Materials 9.33%
2 Real Estate 8.29%
3 Financials 5.21%
4 Communication Services 4.08%
5 Utilities 3.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHR
1
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$37M 12.51%
1,380,592
+296,008
+27% +$7.91M
SCHO icon
2
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$32.3M 10.92%
+1,279,914
New +$32.3M
WIW
3
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$29M 9.81%
2,596,718
-1,068,164
-29% -$11.9M
WPM icon
4
Wheaton Precious Metals
WPM
$48.8B
$8.92M 3.02%
428,075
-98,924
-19% -$2.06M
BSCH
5
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$8.48M 2.87%
374,781
+350,281
+1,430% +$7.92M
MPT
6
Medical Properties Trust
MPT
$2.87B
$8.4M 2.84%
651,852
-9,025
-1% -$115K
RGLD icon
7
Royal Gold
RGLD
$16.4B
$8.39M 2.84%
119,822
-2,704
-2% -$183K
FT
8
Franklin Universal Trust
FT
$200M
$7.74M 2.62%
1,107,610
+19,996
+2% +$138K
SNR
9
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$6.95M 2.35%
681,752
+114,087
+20% +$1.16M
BWG
10
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$6.84M 2.31%
535,440
+256,895
+92% +$3.19M
SAND
11
DELISTED
Sandstorm Gold
SAND
$6.44M 2.18%
1,507,948
-44,066
-3% -$194K
VOD icon
12
Vodafone
VOD
$37.2B
$6.37M 2.15%
241,010
+783
+0.3% +$20K
NOK icon
13
Nokia
NOK
$47.1B
$6.26M 2.12%
1,154,881
+52,551
+5% +$265K
WIA
14
Western Asset Inflation-Linked Income Fund
WIA
$185M
$6.07M 2.05%
527,433
-78,542
-13% -$896K
HASI icon
15
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.83B
$5.05M 1.71%
249,799
+14,486
+6% +$278K
SRC
16
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$4.8M 1.62%
+105,590
New +$5.03M
PRMW
17
DELISTED
Primo Water Corporation
PRMW
$4.51M 1.53%
364,951
+210,142
+136% +$2.37M
SELF
18
Global Self Storage
SELF
$57.9M
$4.38M 1.48%
918,189
-43,654
-5% -$202K
SABA
19
Saba Capital Income & Opportunities Fund II
SABA
$222M
$4.33M 1.47%
325,810
-37,359
-10% -$493K
ZROZ icon
20
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
$4.32M 1.46%
+38,898
New +$4.28M
MMT
21
Aberdeen Multi-Market Income Fund
MMT
$237M
$4.26M 1.44%
696,547
-16,884
-2% -$103K
DPG
22
Duff & Phelps Utility and Infrastructure Fund
DPG
$527M
$4.12M 1.39%
253,609
-24,449
-9% -$398K
SPTL icon
23
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$3.83M 1.3%
+109,946
New +$3.81M
SBSW icon
24
Sibanye-Stillwater
SBSW
$5.94B
$3.75M 1.27%
+451,476
New +$3.58M
GROW icon
25
US Global Investors
GROW
$36M
$3.75M 1.27%
2,401,526
-54,553
-2% -$91K
1
2 3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q1 2017 Portfolio in Review

As of Q1 2017, Financial & Investment Management Group held 111 positions worth $296M, up 14% from $259M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.9M of net new capital in Q1 2017, opening 16 new positions and adding to 19 existing holdings. Its largest new stake was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.

By sector, the portfolio is most concentrated in Materials at 9.3% of assets, down from 9.6% a quarter earlier, followed by Real Estate and Financials.

On the sell side, the largest reduction was Western Asset Inflation-Linked Opportunities & Income Fund, an estimated $11.9M trimmed.

  • Financial & Investment Management Group's largest Q1 2017 buy was Schwab Short-Term US Treasury ETF: 1,279,914 shares worth $32.3M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q1 2017, an estimated $7.92M increase.
  • Financial & Investment Management Group's biggest Q1 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $11.9M.
  • Financial & Investment Management Group fully exited Apollo Senior Floating Rate Fund Inc. in Q1 2017, selling an estimated $5.66M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $296M portfolio in Q1 2017.
  • Financial & Investment Management Group opened 16 new positions and closed 17 in Q1 2017.
  • Financial & Investment Management Group's portfolio value rose 14% quarter-over-quarter to $296M.

Based on Financial & Investment Management Group's 13F filing for Q1 2017, filed 17 Apr 2017.