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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+3.76%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$350M
AUM Growth
+$7.57M
Cap. Flow
-$10.8M
Cap. Flow %
-3.1%
Top 10 Hldgs %
47.32%
Holding
118
New
3
Increased
31
Reduced
55
Closed
13

Top Buys

Rank Stock Value
1
VER
VEREIT, Inc.
VER
+$8.45M
2
ACG
AllianceBernstein Income Fund Inc
ACG
+$7.25M
3
PRMW
Primo Water Corporation
PRMW
+$4.68M
4
CDE icon
Coeur Mining
CDE
+$2.84M
5
MMT
Aberdeen Multi-Market Income Fund
MMT
+$2.42M

Top Sells

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$6.88M
2
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$3.54M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$2.98M
4
IMF
WESTERN ASSET INFLATION MTGMT FUND INC. COM
IMF
+$2.82M
5
CTCM
CTC MEDIA INC COM STK
CTCM
+$2.72M

Sector Composition

Rank Sector Weight
1 Materials 7.74%
2 Communication Services 6.33%
3 Financials 3.64%
4 Real Estate 3.57%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACG
1
DELISTED
AllianceBernstein Income Fund Inc
ACG
$35.7M 10.2%
4,747,642
+981,100
+26% +$7.25M
WIW
2
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$31.6M 9.04%
2,570,598
-17,530
-0.7% -$211K
PDT
3
John Hancock Premium Dividend Fund
PDT
$637M
$16.7M 4.77%
1,229,077
-224,361
-15% -$2.98M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$933M
$15.9M 4.53%
1,153,295
-163,763
-12% -$2.24M
VER
5
DELISTED
VEREIT, Inc.
VER
$14.4M 4.11%
229,824
+131,534
+134% +$8.45M
GAIA icon
6
Gaia
GAIA
$47.6M
$13.7M 3.9%
1,777,785
-9,485
-0.5% -$69K
BCF
7
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$13.3M 3.81%
1,418,826
-749,631
-35% -$6.88M
GROW icon
8
US Global Investors
GROW
$37.2M
$8.82M 2.52%
2,505,496
+179,584
+8% +$619K
FT
9
Franklin Universal Trust
FT
$201M
$7.93M 2.27%
1,053,424
+47,714
+5% +$353K
JHP
10
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$7.59M 2.17%
874,964
+11,515
+1% +$98.2K
MTS
11
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$7.58M 2.17%
454,612
-7,975
-2% -$131K
WPM icon
12
Wheaton Precious Metals
WPM
$49.8B
$7.51M 2.14%
285,757
+41,080
+17% +$920K
HTD
13
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$920M
$7.46M 2.13%
356,198
-85,456
-19% -$1.74M
CDE icon
14
Coeur Mining
CDE
$15.4B
$7.15M 2.04%
778,388
+345,318
+80% +$2.84M
DDC
15
DELISTED
Dominion Diamond Corporation
DDC
$6.41M 1.83%
443,825
+35,335
+9% +$461K
MPT
16
Medical Properties Trust
MPT
$2.89B
$6.02M 1.72%
454,355
+17,190
+4% +$228K
ERC
17
Allspring Multi-Sector Income Fund
ERC
$253M
$5.63M 1.61%
377,904
-5,680
-1% -$83.7K
SGL
18
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$5.08M 1.45%
543,343
+9,165
+2% +$84.9K
MBT
19
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$4.73M 1.35%
239,625
+24,890
+12% +$445K
FOF icon
20
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$4.68M 1.34%
346,045
+28,900
+9% +$385K
SLA
21
DELISTED
AMERICAN SELECT PTFL INC
SLA
$4.57M 1.31%
427,263
-67,849
-14% -$700K
PRMW
22
DELISTED
Primo Water Corporation
PRMW
$4.4M 1.26%
+622,028
New +$4.68M
T icon
23
AT&T
T
$169B
$3.78M 1.08%
141,381
+12,185
+9% +$326K
DCA
24
DELISTED
Virtus Total Return Fund
DCA
$3.73M 1.06%
776,023
-535,245
-41% -$2.44M
FPF
25
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$3.48M 0.99%
152,169
-24,821
-14% -$558K
1
2 3 4 5

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LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
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Financial & Investment Management Group's Q2 2014 Portfolio in Review

As of Q2 2014, Financial & Investment Management Group held 118 positions worth $350M, up 2.2% from $342M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Financial & Investment Management Group withdrew a net $10.8M in Q2 2014, closing 13 positions and reducing 55 holdings. Its most notable exit was WESTERN ASSET INFLATION MTGMT FUND INC. COM, an estimated $2.82M position sold in full.

By sector, the portfolio is most concentrated in Materials at 7.7% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Primo Water Corporation worth $4.4M.

  • Financial & Investment Management Group's largest Q2 2014 buy was Primo Water Corporation: 622,028 shares worth $4.4M.
  • Financial & Investment Management Group added most to VEREIT, Inc. in Q2 2014, an estimated $8.45M increase.
  • Financial & Investment Management Group's biggest Q2 2014 reduction was BLACKROCK REAL ASSET EQUITY TRUST, cutting an estimated $6.88M.
  • Financial & Investment Management Group fully exited WESTERN ASSET INFLATION MTGMT FUND INC. COM in Q2 2014, selling an estimated $2.82M.
  • Financial & Investment Management Group's ten largest holdings make up 47% of its $350M portfolio in Q2 2014.
  • Financial & Investment Management Group opened 3 new positions and closed 13 in Q2 2014.
  • Financial & Investment Management Group's portfolio value rose 2.2% quarter-over-quarter to $350M.

Based on Financial & Investment Management Group's 13F filing for Q2 2014, filed 10 Jul 2014.