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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-3.3%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$377M
AUM Growth
+$38.1M
Cap. Flow
+$39.9M
Cap. Flow %
10.57%
Top 10 Hldgs %
39.16%
Holding
136
New
23
Increased
32
Reduced
55
Closed
21

Top Buys

Rank Stock Value
1
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$18.8M
2
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$13.8M
3
GGN
GAMCO Global Gold, Natural Resources & Income Trust
GGN
+$11.1M
4
RCAP
RCS CAPITAL CORPORATION CLASS A COM
RCAP
+$8.04M
5
MIN
Aberdeen Intermediate Income Fund
MIN
+$6.32M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$21.6M
2
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$9.72M
3
PDT
John Hancock Premium Dividend Fund
PDT
+$8.92M
4
KGC icon
Kinross Gold
KGC
+$3.94M
5
CDE icon
Coeur Mining
CDE
+$3.92M

Sector Composition

Rank Sector Weight
1 Financials 7.65%
2 Communication Services 6.63%
3 Materials 5.8%
4 Real Estate 2.99%
5 Consumer Discretionary 2.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$39.2M 10.4%
3,472,304
+1,202,760
+53% +$13.8M
BCX icon
2
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
$17.4M 4.62%
+1,796,997
New +$18.8M
VER
3
DELISTED
VEREIT, Inc.
VER
$15.4M 4.09%
340,733
+84,746
+33% +$4.15M
BTZ icon
4
BlackRock Credit Allocation Income Trust
BTZ
$927M
$15M 3.98%
1,163,121
-27,264
-2% -$364K
GAIA icon
5
Gaia
GAIA
$46.6M
$12.5M 3.32%
1,758,970
-12,385
-0.7% -$89.9K
MMT
6
Aberdeen Multi-Market Income Fund
MMT
$237M
$10.3M 2.72%
1,578,702
+813,692
+106% +$5.14M
JNS
7
DELISTED
Janus Capital Group Inc
JNS
$10.1M 2.67%
625,220
+141,870
+29% +$2.13M
GGN
8
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$762M
$9.77M 2.59%
+1,395,932
New +$11.1M
ACG
9
DELISTED
AllianceBernstein Income Fund Inc
ACG
$9.06M 2.4%
1,213,086
-2,862,102
-70% -$21.6M
FT
10
Franklin Universal Trust
FT
$198M
$8.93M 2.37%
1,257,476
+162,152
+15% +$1.16M
ERC
11
Allspring Multi-Sector Income Fund
ERC
$251M
$8.05M 2.13%
590,450
+213,849
+57% +$2.96M
GROW icon
12
US Global Investors
GROW
$36.3M
$7.87M 2.08%
2,537,531
-38,121
-1% -$115K
LTM
13
DELISTED
LIFE TIME FITNESS INC
LTM
$7.45M 1.98%
131,635
+16,060
+14% +$860K
JHP
14
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$7.34M 1.94%
880,876
-17,497
-2% -$148K
MTS
15
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$7.08M 1.88%
430,726
-19,117
-4% -$316K
RCAP
16
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$6.91M 1.83%
+564,700
New +$8.04M
DDC
17
DELISTED
Dominion Diamond Corporation
DDC
$6.55M 1.73%
364,500
-83,300
-19% -$1.29M
GDO
18
Western Asset Global Corporate Defined Opportunity Fund
GDO
$76.7M
$6.42M 1.7%
360,884
+194,532
+117% +$3.47M
WIA
19
Western Asset Inflation-Linked Income Fund
WIA
$185M
$6.12M 1.62%
527,796
+297,459
+129% +$3.44M
MIN
20
Aberdeen Intermediate Income Fund
MIN
$275M
$6.07M 1.61%
+1,269,700
New +$6.32M
VOD icon
21
Vodafone
VOD
$37.1B
$5.98M 1.59%
175,085
+3,477
+2% +$117K
WPM icon
22
Wheaton Precious Metals
WPM
$49.7B
$5.85M 1.55%
287,845
+580
+0.2% +$11.5K
MPT
23
Medical Properties Trust
MPT
$2.84B
$5.6M 1.48%
406,117
-6,764
-2% -$90.6K
PRMW
24
DELISTED
Primo Water Corporation
PRMW
$5.46M 1.45%
794,238
+120,327
+18% +$790K
PDT
25
John Hancock Premium Dividend Fund
PDT
$635M
$5.46M 1.45%
397,060
-654,293
-62% -$8.92M
1
2 3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2014 Portfolio in Review

As of Q4 2014, Financial & Investment Management Group held 136 positions worth $377M, up 11% from $339M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $39.9M of net new capital in Q4 2014, opening 23 new positions and adding to 32 existing holdings. Its largest new stake was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, up from 6% a quarter earlier, followed by Communication Services and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $21.6M trimmed.

  • Financial & Investment Management Group's largest Q4 2014 buy was BlackRock Resources & Commodities Strategy Trust: 1,796,997 shares worth $17.4M.
  • Financial & Investment Management Group added most to Western Asset Inflation-Linked Opportunities & Income Fund in Q4 2014, an estimated $13.8M increase.
  • Financial & Investment Management Group's biggest Q4 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $21.6M.
  • Financial & Investment Management Group fully exited BLACKROCK REAL ASSET EQUITY TRUST in Q4 2014, selling an estimated $9.72M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $377M portfolio in Q4 2014.
  • Financial & Investment Management Group opened 23 new positions and closed 21 in Q4 2014.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $377M.

Based on Financial & Investment Management Group's 13F filing for Q4 2014, filed 15 Jan 2015.