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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-10.57%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$359M
AUM Growth
-$29M
Cap. Flow
+$20.6M
Cap. Flow %
5.74%
Top 10 Hldgs %
38.97%
Holding
141
New
12
Increased
42
Reduced
62
Closed
17

Top Buys

Rank Stock Value
1
FOF icon
Cohen & Steers Closed End Opportunity Fund
FOF
+$8.27M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$6.14M
3
VVR icon
Invesco Senior Income Trust
VVR
+$5.81M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.46M
5
SNR
NEW SENIOR INVESTMENT GROUP INC.
SNR
+$4.94M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$10.7M
2
VOD icon
Vodafone
VOD
+$4.87M
3
VER
VEREIT, Inc.
VER
+$4.55M
4
TDC icon
Teradata
TDC
+$4.39M
5
T icon
AT&T
T
+$4.13M

Sector Composition

Rank Sector Weight
1 Real Estate 9.69%
2 Financials 4.69%
3 Materials 3.84%
4 Communication Services 3.33%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$37.7M 10.5%
3,626,265
+22,001
+0.6% +$238K
BTZ icon
2
BlackRock Credit Allocation Income Trust
BTZ
$935M
$13.9M 3.87%
1,141,585
+4,635
+0.4% +$57.4K
GGN
3
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$13.4M 3.72%
2,679,906
+546,706
+26% +$2.99M
GOV
4
DELISTED
Government Properties Income Trust
GOV
$12.6M 3.51%
787,275
+29,283
+4% +$496K
FOF icon
5
Cohen & Steers Closed End Opportunity Fund
FOF
$376M
$11.6M 3.22%
1,070,863
+712,476
+199% +$8.27M
PCI
6
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$11.4M 3.19%
626,663
+27,562
+5% +$530K
GAIA icon
7
Gaia
GAIA
$46.8M
$10.4M 2.9%
1,694,356
-28,545
-2% -$183K
FT
8
Franklin Universal Trust
FT
$199M
$10M 2.78%
1,691,507
+307,753
+22% +$1.92M
JQC icon
9
Nuveen Credit Strategies Income Fund
JQC
$705M
$9.83M 2.74%
1,232,326
+649,071
+111% +$5.46M
MMT
10
Aberdeen Multi-Market Income Fund
MMT
$237M
$9.16M 2.55%
1,638,714
-10,840
-0.7% -$64.8K
ERC
11
Allspring Multi-Sector Income Fund
ERC
$254M
$8.84M 2.46%
778,569
+94,444
+14% +$1.15M
GDO
12
Western Asset Global Corporate Defined Opportunity Fund
GDO
$77.1M
$8.31M 2.31%
525,103
+52,157
+11% +$865K
WIA
13
Western Asset Inflation-Linked Income Fund
WIA
$185M
$8.27M 2.3%
784,076
+72,488
+10% +$793K
JNS
14
DELISTED
Janus Capital Group Inc
JNS
$7.16M 1.99%
526,364
-100,234
-16% -$1.56M
LXP icon
15
LXP Industrial Trust
LXP
$3.52B
$6.91M 1.92%
170,535
-667
-0.4% -$28.2K
PRMW
16
DELISTED
Primo Water Corporation
PRMW
$6.39M 1.78%
589,800
-196,258
-25% -$2.12M
SGL
17
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$5.98M 1.67%
754,301
+141,178
+23% +$1.15M
DHC
18
Diversified Healthcare Trust
DHC
$2.17B
$5.86M 1.63%
365,131
+30,860
+9% +$510K
DPG
19
Duff & Phelps Utility and Infrastructure Fund
DPG
$525M
$5.58M 1.55%
+368,674
New +$6.14M
VVR icon
20
Invesco Senior Income Trust
VVR
$459M
$5.58M 1.55%
+1,334,674
New +$5.81M
CSG
21
DELISTED
CHAMBERS STR PPTYS COM
CSG
$5.29M 1.47%
815,305
-236,875
-23% -$1.69M
MPT
22
Medical Properties Trust
MPT
$2.81B
$5.28M 1.47%
476,969
+261,197
+121% +$3.24M
VER
23
DELISTED
VEREIT, Inc.
VER
$5.27M 1.47%
136,494
-108,900
-44% -$4.55M
WPM icon
24
Wheaton Precious Metals
WPM
$51.5B
$5.13M 1.43%
426,713
+59,421
+16% +$775K
BGB
25
Blackstone Strategic Credit 2027 Term Fund
BGB
$499M
$5.08M 1.41%
357,390
-496
-0.1% -$7.5K
1
2 3 4 5

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q3 2015 Portfolio in Review

As of Q3 2015, Financial & Investment Management Group held 141 positions worth $359M, down 7.5% from $388M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Financial & Investment Management Group deployed $20.6M of net new capital in Q3 2015, opening 12 new positions and adding to 42 existing holdings. Its largest new stake was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.

By sector, the portfolio is most concentrated in Real Estate at 9.7% of assets, up from 8.5% a quarter earlier, followed by Financials and Materials.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $10.7M trimmed.

  • Financial & Investment Management Group's largest Q3 2015 buy was Duff & Phelps Utility and Infrastructure Fund: 368,674 shares worth $5.58M.
  • Financial & Investment Management Group added most to Cohen & Steers Closed End Opportunity Fund in Q3 2015, an estimated $8.27M increase.
  • Financial & Investment Management Group's biggest Q3 2015 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $10.7M.
  • Financial & Investment Management Group fully exited Vodafone in Q3 2015, selling an estimated $4.87M.
  • Financial & Investment Management Group's ten largest holdings make up 39% of its $359M portfolio in Q3 2015.
  • Financial & Investment Management Group opened 12 new positions and closed 17 in Q3 2015.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $359M.

Based on Financial & Investment Management Group's 13F filing for Q3 2015, filed 15 Oct 2015.