We are live on ! Find out more
FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$303M
AUM Growth
+$29M
Cap. Flow
+$26.6M
Cap. Flow %
8.79%
Top 10 Hldgs %
52.22%
Holding
91
New
9
Increased
26
Reduced
37
Closed
5

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.7M
2
UNIT
Uniti Group
UNIT
+$6.89M
3
NYRT
New York REIT, Inc.
NYRT
+$3.43M
4
BRX icon
Brixmor Property Group
BRX
+$3.33M
5
DIS icon
Walt Disney
DIS
+$2.24M

Top Sells

Rank Stock Value
1
RGLD icon
Royal Gold
RGLD
+$6.94M
2
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$4.91M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.44M
4
BWG
BrandywineGLOBAL Global Income Opportunities Fund
BWG
+$4.09M
5
SBSW icon
Sibanye-Stillwater
SBSW
+$2.36M

Sector Composition

Rank Sector Weight
1 Real Estate 16.84%
2 Materials 7.71%
3 Financials 5.13%
4 Utilities 3.51%
5 Communication Services 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$38.8M 12.83%
1,540,898
+73,754
+5% +$1.86M
SCHR
2
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$30.9M 10.22%
1,147,512
+1,022,874
+821% +$27.7M
WIW
3
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$24.7M 8.16%
2,187,628
-396,657
-15% -$4.44M
BSCH
4
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$14.1M 4.67%
625,376
-1,375
-0.2% -$31.1K
KW
5
DELISTED
Kennedy-Wilson Holdings
KW
$9.86M 3.26%
531,414
+59,023
+12% +$1.14M
MPT
6
Medical Properties Trust
MPT
$2.89B
$8.43M 2.79%
642,294
+804
+0.1% +$10.4K
FT
7
Franklin Universal Trust
FT
$201M
$8.18M 2.7%
1,125,359
-2,966
-0.3% -$21.4K
WPM icon
8
Wheaton Precious Metals
WPM
$49.8B
$8M 2.64%
419,074
+70,847
+20% +$1.39M
NYRT
9
DELISTED
New York REIT, Inc.
NYRT
$7.87M 2.6%
100,294
+41,273
+70% +$3.43M
SAND
10
DELISTED
Sandstorm Gold
SAND
$7.08M 2.34%
1,558,627
-123,680
-7% -$541K
NOK icon
11
Nokia
NOK
$49.9B
$6.89M 2.28%
1,152,402
+1,459
+0.1% +$9.07K
SRC
12
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6.89M 2.28%
179,223
-1,260
-0.7% -$46.5K
SNR
13
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$6.39M 2.11%
697,923
+15,359
+2% +$148K
VER
14
DELISTED
VEREIT, Inc.
VER
$5.9M 1.95%
142,417
+5,957
+4% +$251K
RIC
15
DELISTED
Richmont Mines Inc.
RIC
$5.67M 1.87%
605,957
+57,949
+11% +$493K
PRMW
16
DELISTED
Primo Water Corporation
PRMW
$5.35M 1.77%
356,323
-4,665
-1% -$70.5K
VOD icon
17
Vodafone
VOD
$37.7B
$5.18M 1.71%
182,189
-191
-0.1% -$5.53K
UNIT
18
Uniti Group
UNIT
$2.53B
$4.78M 1.58%
+326,305
New +$6.89M
GROW icon
19
US Global Investors
GROW
$37.2M
$4.74M 1.56%
2,222,875
-155,344
-7% -$231K
WIA
20
Western Asset Inflation-Linked Income Fund
WIA
$185M
$4.68M 1.55%
405,633
-113,337
-22% -$1.3M
ZROZ icon
21
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$4.48M 1.48%
38,413
-270
-0.7% -$31.7K
DIS icon
22
Walt Disney
DIS
$172B
$4.28M 1.41%
43,409
+21,792
+101% +$2.24M
AC
23
DELISTED
Associated Capital Group
AC
$4.13M 1.36%
116,182
+42,948
+59% +$1.45M
SPTL icon
24
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$4.09M 1.35%
113,526
-466
-0.4% -$16.9K
CVA
25
DELISTED
Covanta Holding Corporation
CVA
$3.87M 1.28%
260,372
+484
+0.2% +$6.81K
1
2 3 4

Similar funds

LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
Precision Path Capital New York $233M AUM

Financial & Investment Management Group's Q3 2017 Portfolio in Review

As of Q3 2017, Financial & Investment Management Group held 91 positions worth $303M, up 11% from $274M the previous quarter. Its ten largest holdings account for 52% of the portfolio.

Financial & Investment Management Group deployed $26.6M of net new capital in Q3 2017, opening 9 new positions and adding to 26 existing holdings. Its largest new stake was Uniti Group: 326,305 shares worth $4.78M.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 14% a quarter earlier, followed by Materials and Financials.

On the sell side, the largest reduction was Royal Gold, an estimated $6.94M trimmed.

  • Financial & Investment Management Group's largest Q3 2017 buy was Uniti Group: 326,305 shares worth $4.78M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q3 2017, an estimated $27.7M increase.
  • Financial & Investment Management Group's biggest Q3 2017 reduction was Royal Gold, cutting an estimated $6.94M.
  • Financial & Investment Management Group fully exited Sibanye-Stillwater in Q3 2017, selling an estimated $2.36M.
  • Financial & Investment Management Group's ten largest holdings make up 52% of its $303M portfolio in Q3 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 5 in Q3 2017.
  • Financial & Investment Management Group's portfolio value rose 11% quarter-over-quarter to $303M.

Based on Financial & Investment Management Group's 13F filing for Q3 2017, filed 11 Oct 2017.