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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.63%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$375M
AUM Growth
+$15.7M
Cap. Flow
-$10.4M
Cap. Flow %
-2.77%
Top 10 Hldgs %
39.87%
Holding
126
New
9
Increased
37
Reduced
52
Closed
21

Top Buys

Rank Stock Value
1
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$6.16M
2
AFT
Apollo Senior Floating Rate Fund Inc.
AFT
+$5.98M
3
SELF
Global Self Storage
SELF
+$4.31M
4
UTF icon
Cohen & Steers Infrastructure Fund
UTF
+$3.16M
5
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$3M

Top Sells

Rank Stock Value
1
BTZ icon
BlackRock Credit Allocation Income Trust
BTZ
+$6.9M
2
ERC
Allspring Multi-Sector Income Fund
ERC
+$5.05M
3
MCR
MFS Charter Income Trust
MCR
+$3.35M
4
GPT
Gramercy Property Trust
GPT
+$2.88M
5
GDO
Western Asset Global Corporate Defined Opportunity Fund
GDO
+$2.84M

Sector Composition

Rank Sector Weight
1 Real Estate 10.6%
2 Materials 7.21%
3 Communication Services 3.93%
4 Financials 2.96%
5 Consumer Staples 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$43M 11.48%
3,891,083
+96,325
+3% +$999K
FOF icon
2
Cohen & Steers Closed End Opportunity Fund
FOF
$376M
$16.4M 4.37%
1,503,556
+61,508
+4% +$639K
JQC icon
3
Nuveen Credit Strategies Income Fund
JQC
$705M
$12.7M 3.38%
1,600,209
+18,786
+1% +$142K
DPG
4
Duff & Phelps Utility and Infrastructure Fund
DPG
$525M
$12.5M 3.33%
785,177
+216,805
+38% +$3M
FT
5
Franklin Universal Trust
FT
$199M
$12.1M 3.23%
1,942,218
-14,789
-0.8% -$86.3K
WIA
6
Western Asset Inflation-Linked Income Fund
WIA
$185M
$11.6M 3.1%
1,019,745
+112,077
+12% +$1.2M
UTF icon
7
Cohen & Steers Infrastructure Fund
UTF
$3.11B
$10.7M 2.85%
538,877
+172,526
+47% +$3.16M
GAIA icon
8
Gaia
GAIA
$46.8M
$10.6M 2.83%
1,660,334
-15,458
-0.9% -$84.2K
GOV
9
DELISTED
Government Properties Income Trust
GOV
$10.4M 2.78%
584,415
-10,985
-2% -$163K
MMT
10
Aberdeen Multi-Market Income Fund
MMT
$237M
$9.45M 2.52%
1,620,659
-21,878
-1% -$122K
MPT
11
Medical Properties Trust
MPT
$2.81B
$9.45M 2.52%
727,699
+40,707
+6% +$464K
AFT
12
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$8.57M 2.29%
563,592
+412,271
+272% +$5.98M
WPM icon
13
Wheaton Precious Metals
WPM
$51.5B
$8.43M 2.25%
508,352
+2,600
+0.5% +$37.6K
SABA
14
Saba Capital Income & Opportunities Fund II
SABA
$223M
$7.53M 2.01%
577,400
+496,824
+617% +$6.16M
VTA
15
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$7.48M 1.99%
695,428
+98,455
+16% +$1M
PRMW
16
DELISTED
Primo Water Corporation
PRMW
$7.32M 1.95%
526,728
-59,677
-10% -$678K
VVR icon
17
Invesco Senior Income Trust
VVR
$459M
$6.91M 1.84%
1,709,247
+269,504
+19% +$1.04M
GGN
18
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$770M
$6.58M 1.76%
1,166,846
-463,935
-28% -$2.26M
EFF
19
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$6.35M 1.69%
435,534
+12,475
+3% +$171K
FRA icon
20
BlackRock Floating Rate Income Strategies Fund
FRA
$383M
$6.34M 1.69%
485,013
-10,465
-2% -$131K
NGD
21
DELISTED
New Gold Inc
NGD
$6.21M 1.66%
1,666,268
-22,200
-1% -$66.1K
DHC
22
Diversified Healthcare Trust
DHC
$2.17B
$6.1M 1.63%
341,167
-5,112
-1% -$79.8K
GPT
23
DELISTED
Gramercy Property Trust
GPT
$6.06M 1.62%
238,934
-128,142
-35% -$2.88M
VER
24
DELISTED
VEREIT, Inc.
VER
$5.91M 1.58%
133,248
-3,131
-2% -$124K
PHD
25
DELISTED
Pioneer Floating Rate Fund
PHD
$5.48M 1.46%
489,516
+11,307
+2% +$120K
1
2 3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q1 2016 Portfolio in Review

As of Q1 2016, Financial & Investment Management Group held 126 positions worth $375M, up 4.4% from $359M the previous quarter. Its ten largest holdings account for 40% of the portfolio.

Financial & Investment Management Group's Q1 2016 filing shows 9 new, 37 increased, 52 reduced and 21 closed positions. Its largest new stake was Global Self Storage: 1,027,213 shares worth $5M. The largest sale was BlackRock Credit Allocation Income Trust, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 11% of assets, up from 9.9% a quarter earlier, followed by Materials and Communication Services.

  • Financial & Investment Management Group's largest Q1 2016 buy was Global Self Storage: 1,027,213 shares worth $5M.
  • Financial & Investment Management Group added most to Saba Capital Income & Opportunities Fund II in Q1 2016, an estimated $6.16M increase.
  • Financial & Investment Management Group's biggest Q1 2016 reduction was BlackRock Credit Allocation Income Trust, cutting an estimated $6.9M.
  • Financial & Investment Management Group fully exited Blackstone Strategic Credit 2027 Term Fund in Q1 2016, selling an estimated $2.69M.
  • Financial & Investment Management Group's ten largest holdings make up 40% of its $375M portfolio in Q1 2016.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q1 2016.
  • Financial & Investment Management Group's portfolio value rose 4.4% quarter-over-quarter to $375M.

Based on Financial & Investment Management Group's 13F filing for Q1 2016, filed 12 Apr 2016.