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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-6.01%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$259M
AUM Growth
-$46.2M
Cap. Flow
-$31.3M
Cap. Flow %
-12.06%
Top 10 Hldgs %
49.21%
Holding
106
New
10
Increased
18
Reduced
54
Closed
11

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$24.8M
2
VOD icon
Vodafone
VOD
+$6.32M
3
HASI icon
Hannon Armstrong Sustainable Infrastructure Capital
HASI
+$4.85M
4
ERIC icon
Ericsson
ERIC
+$4.58M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.59M

Top Sells

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.99M
3
VVR icon
Invesco Senior Income Trust
VVR
+$6.85M
4
FRA icon
BlackRock Floating Rate Income Strategies Fund
FRA
+$6.52M
5
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$6.39M

Sector Composition

Rank Sector Weight
1 Materials 9.63%
2 Real Estate 7.46%
3 Financials 5.75%
4 Communication Services 4.39%
5 Technology 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$507M
$40.8M 15.74%
3,664,882
-250,066
-6% -$2.76M
SCHR
2
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$28.9M 11.16%
1,084,584
+916,496
+545% +$24.8M
WPM icon
3
Wheaton Precious Metals
WPM
$51.5B
$10.2M 3.93%
526,999
+71,653
+16% +$1.49M
MPT
4
Medical Properties Trust
MPT
$2.81B
$8.13M 3.13%
660,877
+241,109
+57% +$3.12M
RGLD icon
5
Royal Gold
RGLD
$17.2B
$7.76M 2.99%
122,526
-5,047
-4% -$344K
FT
6
Franklin Universal Trust
FT
$199M
$7.26M 2.8%
1,087,614
-45,126
-4% -$296K
WIA
7
Western Asset Inflation-Linked Income Fund
WIA
$185M
$6.96M 2.68%
605,975
-161,013
-21% -$1.82M
SAND
8
DELISTED
Sandstorm Gold
SAND
$6.05M 2.33%
1,552,014
-47,220
-3% -$198K
VOD icon
9
Vodafone
VOD
$37.2B
$5.87M 2.26%
+240,227
New +$6.32M
AFT
10
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
$5.66M 2.18%
325,340
-243,924
-43% -$4.1M
SNR
11
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$5.56M 2.14%
567,665
+9,276
+2% +$93.5K
NOK icon
12
Nokia
NOK
$50.7B
$5.3M 2.04%
1,102,330
+275,361
+33% +$1.3M
STJ
13
DELISTED
St Jude Medical
STJ
$5.24M 2.02%
65,365
-355
-0.5% -$28.2K
ERIC icon
14
Ericsson
ERIC
$32.1B
$4.83M 1.86%
+829,145
New +$4.58M
SABA
15
Saba Capital Income & Opportunities Fund II
SABA
$223M
$4.71M 1.81%
363,169
-85,369
-19% -$1.08M
SELF
16
Global Self Storage
SELF
$58.1M
$4.59M 1.77%
961,843
-29,045
-3% -$144K
HASI icon
17
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.85B
$4.47M 1.72%
+235,313
New +$4.85M
MMT
18
Aberdeen Multi-Market Income Fund
MMT
$237M
$4.32M 1.67%
713,431
+31,644
+5% +$188K
DPG
19
Duff & Phelps Utility and Infrastructure Fund
DPG
$525M
$4.31M 1.66%
278,058
-7,711
-3% -$120K
EFF
20
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$4.21M 1.62%
245,380
-180,794
-42% -$2.91M
GWRS icon
21
Global Water Resources
GWRS
$209M
$3.85M 1.48%
423,212
+49,283
+13% +$403K
IEF icon
22
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$3.5M 1.35%
+33,435
New +$3.59M
GROW icon
23
US Global Investors
GROW
$35.8M
$3.34M 1.29%
2,456,079
-49,083
-2% -$75.1K
CVA
24
DELISTED
Covanta Holding Corporation
CVA
$3.33M 1.28%
213,392
-11,038
-5% -$164K
BWG
25
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$3.29M 1.27%
278,545
-4,826
-2% -$59.3K
1
2 3 4 5

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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2016 Portfolio in Review

As of Q4 2016, Financial & Investment Management Group held 106 positions worth $259M, down 15% from $306M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $31.3M in Q4 2016, closing 11 positions and reducing 54 holdings. Its most notable exit was BlackRock Floating Rate Income Strategies Fund, an estimated $6.52M position sold in full.

By sector, the portfolio is most concentrated in Materials at 9.6% of assets, down from 10% a quarter earlier, followed by Real Estate and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Vodafone worth $5.87M.

  • Financial & Investment Management Group's largest Q4 2016 buy was Vodafone: 240,227 shares worth $5.87M.
  • Financial & Investment Management Group added most to Schwab Intermediately-Term US Treasury ETF in Q4 2016, an estimated $24.8M increase.
  • Financial & Investment Management Group's biggest Q4 2016 reduction was Nuveen Credit Strategies Income Fund, cutting an estimated $10.8M.
  • Financial & Investment Management Group fully exited BlackRock Floating Rate Income Strategies Fund in Q4 2016, selling an estimated $6.52M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $259M portfolio in Q4 2016.
  • Financial & Investment Management Group opened 10 new positions and closed 11 in Q4 2016.
  • Financial & Investment Management Group's portfolio value fell 15% quarter-over-quarter to $259M.

Based on Financial & Investment Management Group's 13F filing for Q4 2016, filed 23 Jan 2017.