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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+1.06%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$318M
AUM Growth
+$57.5M
Cap. Flow
+$50.5M
Cap. Flow %
15.87%
Top 10 Hldgs %
44.87%
Holding
125
New
39
Increased
34
Reduced
38
Closed
6

Top Buys

Rank Stock Value
1
BCF
BLACKROCK REAL ASSET EQUITY TRUST
BCF
+$10.4M
2
HTD
John Hancock Tax-Advantaged Dividend Income Fund
HTD
+$6.96M
3
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$5.94M
4
BPY
Brookfield Property Partners L.P. Limited Partnership Units
BPY
+$5.11M
5
FPF
First Trust Intermediate Duration Preferred & Income Fund
FPF
+$4.04M

Top Sells

Rank Stock Value
1
ACG
AllianceBernstein Income Fund Inc
ACG
+$12.4M
2
RIO icon
Rio Tinto
RIO
+$4.93M
3
NTT
Nippon Telegraph & Telephone
NTT
+$2.47M
4
BSP
AMERN STRATEGIC INCM PORTF II
BSP
+$2.27M
5
PIM
Franklin Master Intermediate Income Trust
PIM
+$1.96M

Sector Composition

Rank Sector Weight
1 Materials 6.26%
2 Real Estate 4.88%
3 Communication Services 4.16%
4 Financials 2.87%
5 Utilities 1.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WIW
1
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$29.6M 9.31%
2,629,671
+517,384
+24% +$5.94M
ACG
2
DELISTED
AllianceBernstein Income Fund Inc
ACG
$18.8M 5.91%
2,639,119
-1,763,198
-40% -$12.4M
BTZ icon
3
BlackRock Credit Allocation Income Trust
BTZ
$927M
$18.6M 5.83%
1,421,394
-31,448
-2% -$402K
PDT
4
John Hancock Premium Dividend Fund
PDT
$635M
$18.3M 5.75%
1,579,323
+158,298
+11% +$1.89M
BCF
5
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
$16.3M 5.1%
1,865,640
+1,181,049
+173% +$10.4M
GAIA icon
6
Gaia
GAIA
$46.6M
$11.8M 3.71%
1,786,645
-17,352
-1% -$104K
HTD
7
John Hancock Tax-Advantaged Dividend Income Fund
HTD
$912M
$8.51M 2.67%
467,085
+392,800
+529% +$6.96M
MTS
8
DELISTED
MONTGOMERY STR INCOME SECS
MTS
$7.43M 2.33%
477,837
-41,329
-8% -$656K
JHP
9
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$6.9M 2.17%
878,993
+294,272
+50% +$2.31M
FT
10
Franklin Universal Trust
FT
$198M
$6.63M 2.08%
955,923
+168,961
+21% +$1.17M
FTT
11
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
$5.76M 1.81%
450,894
-34,138
-7% -$440K
ERC
12
Allspring Multi-Sector Income Fund
ERC
$251M
$5.27M 1.66%
374,983
-92,794
-20% -$1.31M
BPY
13
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
$5.21M 1.64%
+261,454
New +$5.11M
DDC
14
DELISTED
Dominion Diamond Corporation
DDC
$5.02M 1.58%
349,570
+9,915
+3% +$133K
DCA
15
DELISTED
Virtus Total Return Fund
DCA
$4.88M 1.53%
1,241,056
-35,746
-3% -$143K
VER
16
DELISTED
VEREIT, Inc.
VER
$4.81M 1.51%
74,867
+18,508
+33% +$1.2M
GROW icon
17
US Global Investors
GROW
$36.3M
$4.68M 1.47%
1,843,364
-12,163
-0.7% -$31.8K
SGL
18
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
$4.68M 1.47%
518,535
+70,126
+16% +$635K
SLA
19
DELISTED
AMERICAN SELECT PTFL INC
SLA
$4.62M 1.45%
499,362
-24,199
-5% -$232K
AEC
20
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$4.48M 1.41%
279,047
-59,680
-18% -$921K
WPM icon
21
Wheaton Precious Metals
WPM
$49.7B
$4.16M 1.31%
205,882
+21,346
+12% +$464K
FPF
22
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$4.13M 1.3%
+194,275
New +$4.04M
HE icon
23
Hawaiian Electric Industries
HE
$2.26B
$4.06M 1.27%
155,661
-1,033
-0.7% -$26.7K
MCN
24
Madison Covered Call & Equity Strategy Fund
MCN
$117M
$3.63M 1.14%
444,185
-209,005
-32% -$1.71M
FAST icon
25
Fastenal
FAST
$54.8B
$3.33M 1.05%
280,176
-2,380
-0.8% -$28.6K
1
2 3 4 5

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LA
Leonetti & Associates Buffalo Grove, Illinois $272M AUM 4.82% 1-Year Est. Return
CHA
Cedar Hill Associates Chicago, Illinois $261M AUM 7.91% 1-Year Est. Return
CPIM
Columbia Partners Investment Management Alexandria, Virginia $257M AUM 8.17% 1-Year Est. Return
REFI
Requisite Energy Fund I Dallas, Texas $256M AUM
VAM
Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return
HCG
HNA Capital Group Haikou, China $243M AUM 36.37% 1-Year Est. Return
PC
Palo Capital Newport Beach, California $236M AUM 5.33% 1-Year Est. Return
PPC
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Financial & Investment Management Group's Q4 2013 Portfolio in Review

As of Q4 2013, Financial & Investment Management Group held 125 positions worth $318M, up 22% from $261M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Financial & Investment Management Group deployed $50.5M of net new capital in Q4 2013, opening 39 new positions and adding to 34 existing holdings. Its largest new stake was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.

By sector, the portfolio is most concentrated in Materials at 6.3% of assets, up from 6.1% a quarter earlier, followed by Real Estate and Communication Services.

On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $12.4M trimmed.

  • Financial & Investment Management Group's largest Q4 2013 buy was Brookfield Property Partners L.P. Limited Partnership Units: 261,454 shares worth $5.21M.
  • Financial & Investment Management Group added most to BLACKROCK REAL ASSET EQUITY TRUST in Q4 2013, an estimated $10.4M increase.
  • Financial & Investment Management Group's biggest Q4 2013 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $12.4M.
  • Financial & Investment Management Group fully exited Rio Tinto in Q4 2013, selling an estimated $4.93M.
  • Financial & Investment Management Group's ten largest holdings make up 45% of its $318M portfolio in Q4 2013.
  • Financial & Investment Management Group opened 39 new positions and closed 6 in Q4 2013.
  • Financial & Investment Management Group's portfolio value rose 22% quarter-over-quarter to $318M.

Based on Financial & Investment Management Group's 13F filing for Q4 2013, filed 21 Jan 2014.