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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
+8.54%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$289M
AUM Growth
-$14.1M
Cap. Flow
-$22.5M
Cap. Flow %
-7.79%
Top 10 Hldgs %
47.96%
Holding
99
New
13
Increased
27
Reduced
35
Closed
16

Top Buys

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$17M
2
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$11.9M
3
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.68M
4
AGI icon
Alamos Gold
AGI
+$5.43M
5
MRK icon
Merck
MRK
+$5.15M

Top Sells

Rank Stock Value
1
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$21.8M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$14.1M
3
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$8.66M
4
LOV
Spark Networks SE American Depositary Shares
LOV
+$6.02M
5
RIC
Richmont Mines Inc.
RIC
+$5.67M

Sector Composition

Rank Sector Weight
1 Real Estate 17.09%
2 Materials 9.66%
3 Financials 4.63%
4 Utilities 3.85%
5 Communication Services 3.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$29.9M 10.37%
1,195,906
-344,992
-22% -$8.66M
SCHR
2
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
$25.8M 8.93%
966,362
-181,150
-16% -$4.86M
SCHP icon
3
Schwab US TIPS ETF
SCHP
$16.4B
$17M 5.9%
+613,966
New +$17M
KW
4
DELISTED
Kennedy-Wilson Holdings
KW
$12.4M 4.28%
712,052
+180,638
+34% +$3.4M
BSCI
5
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$11.8M 4.1%
+561,030
New +$11.9M
WPM icon
6
Wheaton Precious Metals
WPM
$49.8B
$9.31M 3.23%
420,689
+1,615
+0.4% +$33.7K
MPT
7
Medical Properties Trust
MPT
$2.89B
$8.69M 3.01%
630,387
-11,907
-2% -$161K
FT
8
Franklin Universal Trust
FT
$201M
$8.11M 2.81%
1,130,705
+5,346
+0.5% +$38.8K
NOK icon
9
Nokia
NOK
$49.9B
$7.75M 2.68%
1,661,957
+509,555
+44% +$2.63M
SAND
10
DELISTED
Sandstorm Gold
SAND
$7.63M 2.64%
1,528,387
-30,240
-2% -$137K
SRC
11
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6.85M 2.38%
178,131
-1,092
-0.6% -$41.5K
VER
12
DELISTED
VEREIT, Inc.
VER
$6.63M 2.3%
170,156
+27,739
+19% +$1.11M
BRX icon
13
Brixmor Property Group
BRX
$9.77B
$5.78M 2%
309,603
+134,261
+77% +$2.45M
UNIT
14
Uniti Group
UNIT
$2.53B
$5.76M 2%
323,702
-2,603
-0.8% -$42.9K
BRW
15
Saba Capital Income & Opportunities Fund
BRW
$336M
$5.63M 1.95%
+555,288
New +$5.68M
GPL
16
DELISTED
Great Panther Mining Limited
GPL
$5.51M 1.91%
427,537
+339,840
+388% +$4.12M
AGI icon
17
Alamos Gold
AGI
$12.1B
$5.42M 1.88%
+832,782
New +$5.43M
SNR
18
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$5.26M 1.82%
696,443
-1,480
-0.2% -$12.3K
VOD icon
19
Vodafone
VOD
$37.7B
$5.22M 1.81%
163,575
-18,614
-10% -$558K
AC
20
DELISTED
Associated Capital Group
AC
$5.12M 1.78%
151,020
+34,838
+30% +$1.23M
MRK icon
21
Merck
MRK
$326B
$4.99M 1.73%
+92,931
New +$5.15M
DIS icon
22
Walt Disney
DIS
$172B
$4.65M 1.61%
43,233
-176
-0.4% -$18.1K
ZROZ icon
23
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.37B
$4.62M 1.6%
38,023
-390
-1% -$46.1K
SPTL icon
24
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$4.57M 1.58%
124,961
+11,435
+10% +$414K
CVA
25
DELISTED
Covanta Holding Corporation
CVA
$4.32M 1.5%
255,296
-5,076
-2% -$78.4K
1
2 3 4

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q4 2017 Portfolio in Review

As of Q4 2017, Financial & Investment Management Group held 99 positions worth $289M, down 4.7% from $303M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Financial & Investment Management Group withdrew a net $22.5M in Q4 2017, closing 16 positions and reducing 35 holdings. Its most notable exit was Guggenheim BulletShares 2017 Corporate Bond ETF, an estimated $14.1M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 17% of assets, up from 17% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Schwab US TIPS ETF worth $17M.

  • Financial & Investment Management Group's largest Q4 2017 buy was Schwab US TIPS ETF: 613,966 shares worth $17M.
  • Financial & Investment Management Group added most to Great Panther Mining Limited in Q4 2017, an estimated $4.12M increase.
  • Financial & Investment Management Group's biggest Q4 2017 reduction was Western Asset Inflation-Linked Opportunities & Income Fund, cutting an estimated $21.8M.
  • Financial & Investment Management Group fully exited Guggenheim BulletShares 2017 Corporate Bond ETF in Q4 2017, selling an estimated $14.1M.
  • Financial & Investment Management Group's ten largest holdings make up 48% of its $289M portfolio in Q4 2017.
  • Financial & Investment Management Group opened 13 new positions and closed 16 in Q4 2017.
  • Financial & Investment Management Group's portfolio value fell 4.7% quarter-over-quarter to $289M.

Based on Financial & Investment Management Group's 13F filing for Q4 2017, filed 25 Jan 2018.