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FIMG
Financial & Investment Management Group Portfolio holdings
AUM
$274M
1-Year Est. Return
8.43%
This Fund
S&P 500
This Quarter
Est. Return
-4.39%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$339M
AUM Growth
-$10.7M
(-3.1%)
Cap. Flow
+$11.3M
Cap. Flow
% of AUM
3.33%
Top 10 Holdings %
Top 10 Hldgs %
43.93%
Holding
123
New
19
Increased
36
Reduced
43
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JNS
Janus Capital Group Inc
JNS
|
+$5.87M |
| 2 |
Vodafone
VOD
|
+$5.72M |
| 3 |
LTM
LIFE TIME FITNESS INC
LTM
|
+$5.29M |
| 4 |
Kinross Gold
KGC
|
+$4.69M |
| 5 |
Nuveen Credit Strategies Income Fund
JQC
|
+$4.27M |
Top Sells
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Materials | 7.83% |
| 2 | Communication Services | 7.52% |
| 3 | Financials | 5.98% |
| 4 | Real Estate | 3.15% |
| 5 | Consumer Staples | 2.4% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ACG
1
DELISTED
AllianceBernstein Income Fund Inc
ACG
| $30.6M | 9.01% |
4,075,188
-672,454
| -14% | -$5.04M |
|
|
WIW
2
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
| $26.3M | 7.75% |
2,269,544
-301,054
| -12% | -$3.62M |
|
3
BlackRock Credit Allocation Income Trust
BTZ
$927M
| $15.8M | 4.67% |
1,190,385
+37,090
| +3% | +$501K |
|
|
VER
4
DELISTED
VEREIT, Inc.
VER
| $15.4M | 4.55% |
255,987
+26,163
| +11% | +$1.68M |
|
|
PDT
5
John Hancock Premium Dividend Fund
PDT
$635M
| $13.8M | 4.07% |
1,051,353
-177,724
| -14% | -$2.36M |
|
6
Gaia
GAIA
$46.6M
| $13M | 3.83% |
1,771,355
-6,430
| -0.4% | -$45.4K |
|
|
BCF
7
DELISTED
BLACKROCK REAL ASSET EQUITY TRUST
BCF
| $9.72M | 2.87% |
1,147,674
-271,152
| -19% | -$2.49M |
|
8
US Global Investors
GROW
$36.3M
| $9.14M | 2.69% |
2,575,652
+70,156
| +3% | +$250K |
|
|
FT
9
Franklin Universal Trust
FT
$198M
| $7.69M | 2.27% |
1,095,324
+41,900
| +4% | +$307K |
|
|
JHP
10
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
| $7.52M | 2.22% |
898,373
+23,409
| +3% | +$199K |
|
|
MTS
11
DELISTED
MONTGOMERY STR INCOME SECS
MTS
| $7.34M | 2.16% |
449,843
-4,769
| -1% | -$78.3K |
|
|
JNS
12
DELISTED
Janus Capital Group Inc
JNS
| $7.03M | 2.07% |
+483,350
| New | +$5.87M |
|
|
DDC
13
DELISTED
Dominion Diamond Corporation
DDC
| $6.38M | 1.88% |
447,800
+3,975
| +0.9% | +$55.4K |
|
|
LTM
14
DELISTED
LIFE TIME FITNESS INC
LTM
| $5.83M | 1.72% |
+115,575
| New | +$5.29M |
|
15
Wheaton Precious Metals
WPM
$49.7B
| $5.72M | 1.69% |
287,265
+1,508
| +0.5% | +$37.5K |
|
|
16
Vodafone
VOD
$37.1B
| $5.64M | 1.66% |
+171,608
| New | +$5.72M |
|
|
ERC
17
Allspring Multi-Sector Income Fund
ERC
$251M
| $5.26M | 1.55% |
376,601
-1,303
| -0.3% | -$19K |
|
|
MPT
18
Medical Properties Trust
MPT
$2.84B
| $5.06M | 1.49% |
412,881
-41,474
| -9% | -$552K |
|
|
SGL
19
DELISTED
STRATEGIC GLOBAL INCOME FUND
SGL
| $4.95M | 1.46% |
560,384
+17,041
| +3% | +$155K |
|
|
MMT
20
Aberdeen Multi-Market Income Fund
MMT
$237M
| $4.91M | 1.45% |
765,010
+318,492
| +71% | +$2.07M |
|
21
Cohen & Steers Closed End Opportunity Fund
FOF
$369M
| $4.89M | 1.44% |
375,244
+29,199
| +8% | +$394K |
|
|
PRMW
22
DELISTED
Primo Water Corporation
PRMW
| $4.63M | 1.36% |
673,911
+51,883
| +8% | +$375K |
|
|
23
Nuveen Credit Strategies Income Fund
JQC
$705M
| $4.2M | 1.24% |
+470,415
| New | +$4.27M |
|
|
24
Kinross Gold
KGC
$27.7B
| $3.94M | 1.16% |
+1,194,468
| New | +$4.69M |
|
25
Coeur Mining
CDE
$15.1B
| $3.92M | 1.16% |
791,158
+12,770
| +2% | +$98.2K |
|
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Financial & Investment Management Group's Q3 2014 Portfolio in Review
As of Q3 2014, Financial & Investment Management Group held 123 positions worth $339M, down 3.1% from $350M the previous quarter. Its ten largest holdings account for 44% of the portfolio.
Financial & Investment Management Group deployed $11.3M of net new capital in Q3 2014, opening 19 new positions and adding to 36 existing holdings. Its largest new stake was Janus Capital Group Inc: 483,350 shares worth $7.03M.
By sector, the portfolio is most concentrated in Materials at 7.8% of assets, up from 7.7% a quarter earlier, followed by Communication Services and Financials.
On the sell side, the largest reduction was AllianceBernstein Income Fund Inc, an estimated $5.04M trimmed.
- Financial & Investment Management Group's largest Q3 2014 buy was Janus Capital Group Inc: 483,350 shares worth $7.03M.
- Financial & Investment Management Group added most to Aberdeen Multi-Market Income Fund in Q3 2014, an estimated $2.07M increase.
- Financial & Investment Management Group's biggest Q3 2014 reduction was AllianceBernstein Income Fund Inc, cutting an estimated $5.04M.
- Financial & Investment Management Group fully exited Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares in Q3 2014, selling an estimated $4.73M.
- Financial & Investment Management Group's ten largest holdings make up 44% of its $339M portfolio in Q3 2014.
- Financial & Investment Management Group opened 19 new positions and closed 12 in Q3 2014.
- Financial & Investment Management Group's portfolio value fell 3.1% quarter-over-quarter to $339M.
Based on Financial & Investment Management Group's 13F filing for Q3 2014, filed 14 Oct 2014.