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FIMG

Financial & Investment Management Group Portfolio holdings

AUM $274M
1-Year Est. Return 8.43%
This Fund
S&P 500
This Quarter Est. Return
-0.34%
1 Year Est. Return
-8.43%
3 Year Est. Return
+18.93%
5 Year Est. Return
-0.98%
10 Year Est. Return
–
AUM
$274M
AUM Growth
-$22.2M
Cap. Flow
-$21.6M
Cap. Flow %
-7.91%
Top 10 Hldgs %
48.91%
Holding
103
New
9
Increased
22
Reduced
39
Closed
21

Top Buys

Rank Stock Value
1
KW
Kennedy-Wilson Holdings
KW
+$9.56M
2
BSCH
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
+$5.7M
3
NYRT
New York REIT, Inc.
NYRT
+$5.36M
4
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$4.72M
5
RIC
Richmont Mines Inc.
RIC
+$4.09M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$33.9M
2
DPG
Duff & Phelps Utility and Infrastructure Fund
DPG
+$4.12M
3
MMT
Aberdeen Multi-Market Income Fund
MMT
+$3.8M
4
BBWI icon
Bath & Body Works
BBWI
+$2.68M
5
GLO
Clough Global Opportunities Fund
GLO
+$2.32M

Sector Composition

Rank Sector Weight
1 Real Estate 14.46%
2 Materials 10.13%
3 Financials 5.29%
4 Utilities 3.82%
5 Technology 3.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHO icon
1
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$37M 13.52%
1,467,144
+187,230
+15% +$4.72M
WIW
2
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$28.5M 10.41%
2,584,285
-12,433
-0.5% -$138K
BSCH
3
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$14.2M 5.18%
626,751
+251,970
+67% +$5.7M
KW
4
DELISTED
Kennedy-Wilson Holdings
KW
$9M 3.29%
+472,391
New +$9.56M
MPT
5
Medical Properties Trust
MPT
$2.9B
$8.26M 3.02%
641,490
-10,362
-2% -$138K
FT
6
Franklin Universal Trust
FT
$201M
$8.07M 2.95%
1,128,325
+20,715
+2% +$149K
RGLD icon
7
Royal Gold
RGLD
$17.1B
$7.55M 2.76%
96,562
-23,260
-19% -$1.75M
SABA
8
Saba Capital Income & Opportunities Fund II
SABA
$220M
$7.15M 2.61%
532,247
+206,437
+63% +$2.75M
NOK icon
9
Nokia
NOK
$51.4B
$7.09M 2.59%
1,150,943
-3,938
-0.3% -$23.6K
BWG
10
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$129M
$7.05M 2.58%
532,815
-2,625
-0.5% -$34.5K
WPM icon
11
Wheaton Precious Metals
WPM
$51B
$6.93M 2.53%
348,227
-79,848
-19% -$1.63M
SNR
12
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$6.86M 2.51%
682,564
+812
+0.1% +$8.16K
SAND
13
DELISTED
Sandstorm Gold
SAND
$6.51M 2.38%
1,682,307
+174,359
+12% +$662K
SRC
14
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$6M 2.19%
180,483
+74,893
+71% +$2.81M
WIA
15
Western Asset Inflation-Linked Income Fund
WIA
$185M
$5.86M 2.14%
518,970
-8,463
-2% -$95.9K
VER
16
DELISTED
VEREIT, Inc.
VER
$5.55M 2.03%
136,460
+74,100
+119% +$3.06M
VOD icon
17
Vodafone
VOD
$36.5B
$5.24M 1.92%
182,380
-58,630
-24% -$1.63M
PRMW
18
DELISTED
Primo Water Corporation
PRMW
$5.21M 1.91%
360,988
-3,963
-1% -$52.8K
NYRT
19
DELISTED
New York REIT, Inc.
NYRT
$5.1M 1.86%
+59,021
New +$5.36M
ZROZ icon
20
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.36B
$4.54M 1.66%
38,683
-215
-0.6% -$24.6K
SELF
21
Global Self Storage
SELF
$57.9M
$4.34M 1.59%
885,164
-33,025
-4% -$164K
RIC
22
DELISTED
Richmont Mines Inc.
RIC
$4.27M 1.56%
+548,008
New +$4.09M
HASI icon
23
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.92B
$4.14M 1.51%
180,846
-68,953
-28% -$1.53M
SPTL icon
24
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$4.11M 1.5%
113,992
+4,046
+4% +$144K
GWRS icon
25
Global Water Resources
GWRS
$211M
$4.04M 1.48%
408,410
-6,781
-2% -$62.1K
1
2 3 4 5

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LA
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CHA
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CPIM
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REFI
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VAM
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HCG
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PC
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PPC
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Financial & Investment Management Group's Q2 2017 Portfolio in Review

As of Q2 2017, Financial & Investment Management Group held 103 positions worth $274M, down 7.5% from $296M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Financial & Investment Management Group withdrew a net $21.6M in Q2 2017, closing 21 positions and reducing 39 holdings. Its most notable exit was Duff & Phelps Utility and Infrastructure Fund, an estimated $4.12M position sold in full.

By sector, the portfolio is most concentrated in Real Estate at 14% of assets, up from 8.3% a quarter earlier, followed by Materials and Financials.

Against the trend, Financial & Investment Management Group opened a new position in Kennedy-Wilson Holdings worth $9M.

  • Financial & Investment Management Group's largest Q2 2017 buy was Kennedy-Wilson Holdings: 472,391 shares worth $9M.
  • Financial & Investment Management Group added most to Guggenheim BulletShares 2017 Corporate Bond ETF in Q2 2017, an estimated $5.7M increase.
  • Financial & Investment Management Group's biggest Q2 2017 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $33.9M.
  • Financial & Investment Management Group fully exited Duff & Phelps Utility and Infrastructure Fund in Q2 2017, selling an estimated $4.12M.
  • Financial & Investment Management Group's ten largest holdings make up 49% of its $274M portfolio in Q2 2017.
  • Financial & Investment Management Group opened 9 new positions and closed 21 in Q2 2017.
  • Financial & Investment Management Group's portfolio value fell 7.5% quarter-over-quarter to $274M.

Based on Financial & Investment Management Group's 13F filing for Q2 2017, filed 14 Jul 2017.